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ASA NEWSLETTER
 
 
May 1996
Volume 60
Number 5
 

Perioperative Medicine: Walk the Walk or Face the Music?

John P. Erickson, M.D.
Michael F. Roizen, M.D.



Anesthesiology as a specialty is being squeezed from all directions. Technological developments and internal changes are already evolving the specialty out of the physical confines of the operating room (O.R.). This change can be viewed as potentially disastrous or filled with opportunities for us to benefit patients and the specialty.

Anesthesiology may be in a circumstance similar to that of radiology in 1975. At that time, the viewing room was filled mostly with plain films plus a little computerized tomography (CT) and some ultrasound. Now in 1996, much of the viewing room is filled with magnetic resonance imaging, CT and films from interventional activities, while ultrasound machines abound throughout the hospital. Radiology has expanded the size of its "pie." More radiology is done by more radiologists to generate more good for society.

The potential to increase the size of the anesthesiology "pie" is neither easy nor guaranteed. We face numerous sizable and serious problems en route. What is guaranteed is that change will occur, whether the specialty obstructs, stands clear or participates. The latter is favored. The technological revolution has laid the groundwork for this opportunity; if the specialty ignores it, the specialty may become less valued and less influential as a force benefiting patients. But the times also allow us to seize a role that can positively impact society.

The Evolution of Managed Care
Decreasing O.R. volume is the usual result of the third and fourth stages of the evolution of managed care. Capitation rewards those for doing fewer procedures. Capitation-at-risk encourages this restriction even more. On the other hand, having a known payment for a known population for a fixed time period will make it easier to cut costs. Staffing and equipment needs will be more predictable, and we will not be burdened with the current administrative load.

Pressure to cut costs influences both salaries and number of O.R. personnel. Since labor is the dominant expense in running an O.R., savings here have high yield at the bottom line. Material costs are lower in relative proportion but still sizable. These include drugs, disposables, capital equipment, transfusions and postoperative analgesia.

Perioperative medicine departments must deal with all costs like small businesses in competitive environments, not large businesses in regulated industries. Costs must be cut constantly and aggressively, and more patient value of benefit to society must be delivered.

Anesthesiologists based solely in the O.R. currently do not fully control their own destiny since most patients come to them indirectly. With managed care owning access to patients, it directs patients by allowing payment only at certain facilities or, with co-payment disincentives, to out-of-network facilities. This set of incentives directs patients to doctors and hospitals that give the payer the best deal, meaning the lowest cost for a given quality. (Note that quality is assumed to be equal if no demonstrated difference exists.)

Few patients seek out, are directed to or are referred to specific anesthesia groups. Recently, some groups have been approached to match someone else's costs because their outcome was better, the first case of equal price and better outcome changing patient direction.1 We could have a greater part in this regard if physicians are allowed to form select groups and bid directly for provision of professional services for groups of patients.2 (Note that these select groups will not necessarily include all physicians at a hospital or health system but those with demonstrated best outcomes for a given procedure.)

Already, physicians trained in anesthesiology are moving out of the O.R. Typically providing episodic care rather than continuing care, practitioners in our specialty now care for patients in the intensive care unit (ICU), patients who have chronic pain and those in need of postoperative pain or critical care management. O.R.-related activities include preoperative preparation, O.R.- and bed-control management, sedation and analgesia, the last two not only with surgical patients.

As reimbursement changes, some activities may not cover the cost of the anesthesiologist's time. Examples of this situation include sedation for smaller cases both within and outside the hospital. Can these under-reimbursed services be provided with equal safety by one possessing the skills of an anesthetist without requiring the full-time physical presence of an anesthesiologist? Or is the medical/industrial/financial complex forcing us to compromise on safety in the interest of decreasing the costs of production?

Labor analgesia is another relatively time-consuming activity. Could this be provided satisfactorily in part by nursing, pharmacy and single-shot opioid spinals instead of anesthesiologist-placed continuous lumbar epidural analgesia?

Patient-controlled analgesia (PCA) is being moved from anesthesiology departments to hospital services as it is no longer separately reimbursed. Can PCA under this form of administration remain as helpful to colleagues and as satisfactory and safe for patients? Similar computer-driven pumps for patient-controlled sedation may also decrease the need for the anesthesiologist's time in certain situations without a decrease in the quality or amount of care delivered.

O.R. anesthesia is largely hospital-based. It is logistically easier for a hospital to deal with managed care entities when one exclusive group provides its anesthesia services, a situation sought by more and more hospitals. Both the hospitals and capitated primary care doctors have noted the current oversupply of anesthesiologists and are presently taking advantage of the competition. The resultant actions may have consequences in the future if the oversupply is temporary.

Papper made the point that anesthesia was a natural outgrowth of the times; its discovery in the middle of the 19th century was preconditioned by the change in technology and the change in the social and philosophical concern with relieving individual suffering that arose in the middle of the same time period.3 Is the current technology revolution in biology, computing and telecommunication with the rising influence of ethics preconditioning society for the change to perioperative medicine? Let us examine what anesthesiology is now and where it can go.

Our Specialty in Retrospect
Before 1980, preoperative evaluation consisted of ordering the usual tests and seeing the patient the night before surgery on the ward. Economic factors led to the explosive growth of outpatient surgery, and preoperative evaluation moved to the preoperative holding area.

By 1990, the risks and unnecessary costs of ordering the usual tests as well as the benefits of contacting the patient prior to his or her arrival in the holding area were clearly demonstrated.4 Anesthesiologists are the experts in preoperative evaluation, partly because no one else medically manages the patient intraoperatively and partly because the specialty has pioneered the study of what is necessary for preoperative evaluation.

As ethical choices assume a larger presence in clinical medicine, patient autonomy becomes a more frequent concern. Satisfaction, information and education all nourish individual autonomy. Patient education is an area into which preoperative evaluation is moving. Our contact with the patient perioperatively may be used in numerous ways beyond current practice. For one, we can reinforce the surgeon's explanation. (How often are you asked a clearly surgical question by the patient during the preoperative anesthesia visit?)

Each patient contact is one of more than 20 million potential chances that we have each year to explain who the anesthesiologist is and what is involved with anesthesia.5 Our contact has potential benefits to the hospital and payers as far as bottom-line costs. Examples include giving directions for the day of surgery, explaining the insurance fine print, decreasing no-shows and late-shows, and positively impacting postoperative expectations and pain management requirements.

Another facet of perioperative medicine involves changing the way that O.R.s function. We already are involved with hospital committees because of our presence in the ICU, O.R. and postanesthetic care unit (PACU). This involvement can be informal or formal; at Duke University, for example, the health system pays an anesthesiologist to be director of perioperative services. Such involvement contributes to running the O.R. and PACU more effectively, building relationships for future rocky times and observing what other departments and administrators are thinking and planning.


The Evolution of Our Specialty

As technology advances, we will be involved in changing the way patients flow into and out of the O.R. For example, propofol and the new inhalation agents allow some patients to "recover" after general anesthesia by being sent directly to the second-stage recovery area and then to home. The PACU of today may not be required for most patients in the future.

Surgicenters can take advantage of faster out-the-door times. Combine this with lower costs because they do not have the regulatory overhead of a fully licensed hospital, and you have potentially enormous cost savings along with increased quality. Extending the surgicenter paradigm further, today's inpatients may, in the future, be managed by anesthesiologists in ambulatory recovery centers.

A final example of broader social change leading to changes in our specialty is capitation. No longer are facilities and physicians financially benefited by poorer morbidity with subsequent longer stays and more treatment required. With a fixed rate for each patient, perioperative morbidity raises the costs without raising the reimbursement. Lower wound infection and reoperation rates and shorter hospital stays save enormous amounts in the way of costs. In contrast, O.R. turnover, intraoperative speed and affability with colleagues have limited financial advantage compared to better outcomes.

Anesthesiologists may have a bigger part in tracking outcomes and selecting surgeons who have the better results. "Our" quality assurance may be more appropriately tracking what is now considered the surgeons' quality assurance. Can we do this more readily among surgeons than the surgeons can themselves? Surgical outcomes are not "our" outcomes so we can be quite objective. We deal with all surgical patients so comparison of data would not require our seeking it out from each surgeon or payer individually.

Furthermore, we may be able to collect data more cost-effectively than quality assurance administrators because we are physically present in the O.R. every day. Administrators rarely come by the actual patient care areas because they have many other duties elsewhere in the hospital. This limited physical presence is a disadvantage with respect to tracking outcomes.

Remember that patients come to doctors for diagnosis and treatment because doctors are licensed and trained to practice medicine. They come via managed care because that is how they can "get to see" a doctor. Managed care has clout because it controls the flow of patients for financial reasons - a lower cost to the payer of the premium.

Cutting costs and improving outcomes are science- and technology-driven. Payment and profit are politically and administratively driven. It is not necessarily profitable to all managed care organizations for science and technology to advance, such that groups of physicians can provide more care at a lower cost, unless one managed care organization gains a financial advantage over others. When the health care system is presented with lower costs and better outcomes, the contribution of managed care is reduced to mainly additional overhead.

A word of warning: Anesthesiologists are invited by managed care administrators to "help" with cost-cutting by decreasing O.R. turnover, spending time in critical path development and "cooperating" with the primary care physician. All of these seem minor administrative tasks. What we really need to be actively doing includes:

1. cutting costs (changing the patient flow);
2. providing better outcomes (science- and technology-driven); and
3. attracting patients (providing both of the above more effectively than others).


It is unlikely that managed care organizations as a group will be interested in supporting perioperative medicine efforts toward these ends. We must add value ourselves if we are to transform the specialty in the future the way Papper and colleagues did in the past.

Our Opportunities, Our Future
Many forces are changing the specialty of anesthesiology. Whether this will be a disaster or a boon for society and the specialty over the next 20 years depends on whether we adapt to deliver more value to the patient and to society. To realize the opportunities, the specialty must cut costs constantly and do more, as does a small business in a competitive environment.

In spite of the numerous obstacles that stand in the way of realizing the opportunities, our specialty has several major advantages. Our position in the perioperative arena has been mentioned previously. In addition, the same youthful demographics that exacerbate the current supply/ demand imbalance also provide plenty of talent. This talent pool may well be the specialty's most significant asset as anesthesiology evolves in the future.

The times have forced a change; will we seize the opportunity or try to hold back the future? We believe we must take the risks of "walking the walk" of perioperative medicine, or we will not have a chance to influence the future beneficially for our specialty and our patients.

References:
1. Roizen MF. Letter to the editor. Barrons. March 25, 1996; 60.
2. Medicare's Rx. Barrons. November 6, 1995; 26-27.
3. Papper EM. Romance, Poetry, and Surgical Sleep - Literature Influences Medicine. Westport, CT: Greenwood Press; 1995.
4. Roizen MF, Kaplan EB, Schreider BD, et al. The relative roles of the history and physical examination, and laboratory testing in preoperative evaluation for outpatient surgery: The "Starling" curve of preoperative laboratory testing. Anesthesiology Clinics of North America. March 1987; 5(1):15-34.
5. Wetchler BV. We need your involvement. ASA NEWSLETTER. July 1995; 59(7):2.

 


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