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ASA NEWSLETTER
 
 
August 1996
Volume 60
Number 8
 

Joint Commission Standard Clarified: Locked Anesthesia Carts

William L. Collins, M.D.
Hospital Accreditation Program/Professional and Technical Advisory Committee

Eugene P. Sinclair, M.D.
Ambulatory Care/Professional and Technical Advisory Committee
Joint Commission on Accreditation of Healthcare Organizations



Recently, concerns have been expressed on GASNet, the Internet anesthesia discussion group, relative to a perceived Joint Commission on Accreditation of Healthcare Organizations requirement that anesthesia carts be locked. Several individuals have posted on GASNet their experiences with indications by Joint Commission surveyors for a requirement for locking anesthesia carts/drug storage areas between cases.

ASA President Norig Ellison, M.D., directed ASA representatives to the Joint Commission Ambulatory Care/Professional and Technical Advisory Committee and to the Hospital Accreditation Program/Professional and Technical Advisory Committee to investigate the issue.

The Joint Commission standard in question is TX.3.5.5 (in the 1996 Comprehensive Accreditation Manual for Hospitals, Section on Care of Patients), which states the requirement that "emergency medications are consistently available, controlled and secure in the pharmacy and patient care areas." It appears that one or more surveyors interpreted this standard to require locking of anesthesia carts at all times between cases, which most anesthesiologists would believe to be unreasonable. One ASA representative, Eugene P. Sinclair, M.D., spoke by telephone with a senior Joint Commission standards development person. The other representative, William L. Collins, M.D., spoke with the Executive Vice-President for Accreditation Operations. Both representatives were advised that these surveyors' interpretation does not reflect the Joint Commission's position and that "gratuitous comments by a surveyor" may have been misinterpreted as official policy.

The Joint Commission does not have a requirement that all anesthesia equipment and drug carts be locked when not in immediate use nor does it intend to develop one. The "available, controlled and secure" language in the standard could be reasonably interpreted to require a lock or seal on carts that are accessible to the public or where there is noncontrolled traffic such as anesthesia carts in some obstetrical services areas.

If you disagree with a surveyor's comments, ask for the standard that covers the issue. If you have a different interpretation of the standard, scoring guidelines or examples for compliance, state your position politely. The Joint Commission Executive Vice-President advises that you call the Joint Commission if you have concerns during a survey. Also, your organization will be provided with the name of a contact person at the Joint Commission for your individual organization's survey, whom you can contact if you have a problem or disagreement during your survey.

If you have a serious disagreement with the interpretation of a standard, you are advised to write a letter to that person and/or the Joint Commission Executive Vice-President before the final survey report comes in. You can also write a response to the final report should you disagree with it. Be sure to cite the standard, intent statement and any examples to support your dissent. Disagreement with the standard itself might have some effect in the future but not likely on the current survey.

You may contact the Joint Commission on Accreditation of Healthcare Organizations at 1 Renaissance Blvd., Oakbrook Terrace, IL 60181; telephone: (630) 916-5600; e-mail: Lhead@jcaho.org

 


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