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ASA NEWSLETTER
 
 
May 2000
Volume 64
Number 5
   

Elderly patients present confusing physiologic alterations that can be attributed either to aging or a plethora of disease states. ...Fortunately, the amount of knowledge we can bring to the table in caring for these patients continues to increase exponentially, spawning new research, reviews and textbooks.

Functional Outcomes for Elderly Patients ­ The New Frontier

Jeffrey H. Silverstein, M.D.
Committee on Geriatric Anesthesia


As we embark upon the 21st century, it is fair to say that advances in anesthetic care have had a most profound impact on the geriatric population. In the middle of the last century, inguinal hernia surgery was considered too onerous for a patient over 50 years of age! Today, in many hospitals, 50 years is well below the mean age of the surgical population. Patients over 100 can undergo anesthesia for surgical procedures. The number of patients over 65 who undergo noncardiac surgery showed increase from 7 million to 14 million over the next three decades. Can we conclude that anesthesia is safe and effective for elderly patients? While the answer must be "yes," a more rigorous evaluation of the question suggests that the surgical experience exacts a high cost on our elderly patients and provides anesthesiologists with exciting opportunities for future improvements.

Elderly patients present confusing physiologic alterations that can be attributed either to aging or a plethora of disease states. The study of purely age-related changes associated with "successful aging" seeks to multiply the number of vital and active 90-year-old individuals. However, we are more frequently faced with patients having multiple medical problems. Fortunately, the amount of knowledge we can bring to the table in caring for these patients continues to increase exponentially, spawning new research, reviews and textbooks.

Many important issues are principally seen in elderly patients. Postoperative cognitive dysfunction was the focus of the recent Duke Conference reviewed in this issue of the NEWSLETTER. Almost all of the work on the value of perioperative b-blockade has been done on elderly patients. For the remainder of this article, I would like to call your attention to an important facet of elder surgical care: the fact that old folks take a long time to recover from anesthesia and surgery.

From its early days as a medical specialty, anesthesiology has focused on patient outcomes. The initial focus was anesthetic deaths, which have now declined from approximately 1:10,000 to 1:200,000 (some say even lower) in the last half of this century. In recent years, the focus of anesthetic outcome research has broadened beyond the classical 48-hour postoperative period. Major cardiovascular and neurologic morbidity extending from months to years postoperatively are currently being investigated.1,2 The studies of cognitive dysfunction in particular have used batteries of psychometric tests that have included rudimentary functional outcome measures. The first randomized, controlled anesthetic interventional trial to focus on geriatric patients (October 1999) evaluated the effect of intraoperative hypotension on long-term cognitive function.3 While representing a landmark in the development of anesthetic care for the elderly, it nonetheless did not focus on the impact of the surgical procedure on patient independence, disability and the ultimate quality of functional recovery.

Outcome literature from internal medicine and the surgical specialties has considered a wider view and has taken broader approaches. Medical and surgical studies have, until the Postoperative Functional Outcomes in Elders study, focused on short-term operative risk or examined long-term functional recovery in settings with limited ability for generalization.4 Prior studies of functional recovery targeted relatively low-risk operations aimed at correcting specific physical impairments (e.g., cataract extraction, hip or knee replacement, hip fracture repair) that result in permanent disability, or focused on cardiac bypass operations. The Veterans Affairs National Surgical Quality Improvement Program (NSQIP) assessed morbidity and mortality after 417,944 major surgical procedures.5 The ongoing objectives of NSQIP are to develop and test risk models that predict surgical mortality and morbidity in order to assess quality of care. The study's outcome measures were 30-day mortality and morbidity rather than long-term outcome, and there is no postoperative assessment of functional status. Anesthetic data are rudimentary. Both preoperative functional status and cognitive status are measured by relatively insensitive tri-level classification systems.

Mangione, et al., used the Medical Outcomes Study SF-36 and other instruments to assess changes in health status at one, six and 12 months after surgery among principally elderly patients who underwent total hip arthroplasty, thoracic surgery for the treatment of non-small-cell lung cancer or abdominal aortic aneurysm repair.6 The authors accurately predicted that hip arthroplasty patients would manifest improved physical domain scores. For the other surgeries, significant changes were observed for all eight subscales of the SF-36, suggesting that responsiveness was dependent on the type of surgery and the timing of follow-up. This study confirmed the need for multidimensional measures to fully capture changes in health-related quality of life after surgery as used in the Postoperative Functional Outcomes in Elders study. Evaluations of health-related quality of life distinguished differences between various types of surgeries. Focusing on abdominal surgeries, the first major evaluation of functional outcomes for elder patients is currently in progress under the direction of Valerie Lawrence, M.D., at the University of Texas Health Science Center, San Antonio, Texas.4

How long does it take an 80-year-old to "recover" from anesthesia and surgery? To answer this question, it is important to define what we mean by "recovery." In order to classify patients according to functional status, gerontologists have developed scales and scoring systems. The most commonly used and intuitively appealing constructs measure activities of daily living (ADL) and independent activities of daily living (IADL). ADLs are those activities that are important to daily existence such as bathing, toileting, dressing, grooming and ambulation. IADLs are those necessary to maintain an independent existence such as using the telephone, accessing transportation, purchasing groceries, preparing meals, doing housework, washing laundry, taking medications and managing money. Whatever the pre-existing functional status, all major surgery is associated with a decrease in ADLs and IADLs. Some elderly patients may actually achieve a higher functional status following anesthesia and joint replacement surgery.

Early data that evaluate patients undergoing abdominal surgery under general anesthesia indicate that mean change scores are significantly different from preoperative assessment at one, three and six weeks. Recovery to preoperative ADL averages between six weeks to three months. For IADLs, mean scores are significantly decreased below baseline at one, three and six weeks and three months. Fourteen percent and 19 percent of patients demonstrate persistent disability in ADLs and IADLs, respectively, at six months following the operation. As an example, bathing skills appear most sensitive and take longer to recover than eating skills following abdominal surgery.7 Is Dr. Lawrence's data consistent with common experience? Discussions with multiple senior anesthesiologists who have undergone surgery in the last 12 months confirm that it takes a long time to "feel normal" after anesthesia and surgery.

Does anesthesia have anything to do with postoperative functional status? The answers are not available. It is tempting to speculate that the physiologic response to surgical wounds, primarily activation of cytokines, is the primary culprit. Some think that regional anesthesia is the answer for elderly patients.8 Early work suggests that it is possible to design our anesthetic techniques to alter some long-term outcomes.9 Functional status is directly linked to the need for support services and care-giver burden. Interventions to improve early and long-term functional postoperative recovery are important. The geriatric population represents the group in which alteration in anesthetic intervention is likely to make the biggest impact, and thus represents the principal opportunity to improve anesthetic care in the coming years.


References:

1. Poldermans D, Boersma E, Bax JJ, et al. The effect of bisoprolol on perioperative mortality and myocardial infarction in high-risk patients undergoing vascular surgery. Dutch Echocardiographic Cardiac Risk Evaluation Applying Stress Echocardiography Study Group [see comments]. N Eng J Med. 1999; 341:1789-1794.
2. Moller JT, Cluitmans P, Rasmussen LS, et al. Long-term postoperative cognitive dysfunction in the elderly ISPOCD1 study. Lancet. 1998; 351:857-861.
3. Williams-Russo P, Sharrock NE, Mattis S, et al. Randomized trial of hypotensive epidural anesthesia in older adults. Anesthesiology. 1999; 91:926-935.
4. Lawrence VA. Postoperative functional outcomes in elders. National Institute of Aging RO1 AG14304. Personal Communication. 1999.
5. Khuri SF, Daley J, Henderson W, et al. The Department of Veterans Affairs' NSQIP: The first national, validated, outcome-based, risk-adjusted, and peer-controlled program for the measurement and enhancement of the quality of surgical care. National VA surgical quality improvement program. Ann Surg. 1998; 228:491-507.
6. Mangione CM, Goldman L, Orav EJ, et al. Health-related quality of life after elective surgery: Measurement of longitudinal changes. J Gen Intern Med. 1997; 12:686-697.
7. Lawrence VA, Mulrow CD, Hazuda HP, et al. Dancing again after the blade: How much, how soon? J Gen Intern Med. 1996; 11(Suppl 1):144.
8. Roy RC. Choosing general versus regional anesthesia for the elderly. Anesthesia Clinics of North America. 2000; 18:91-104.
9. Zaugg M, Tagliente T, Lucchinetti E, et al. Beneficial effects from beta-adrenergic blockade in elderly patients undergoing noncardiac surgery. Anesthesiology. 1999; 91:1674-1686.

Jeffrey H. Silverstein, M.D., is Vice-Chair for Research and Assistant Professor of Anesthesiology, Surgery, Geriatrics and Adult Development at Mt. Sinai School of Medicine, New York, New York. He is also Chair of the ASA Task Force on Practice Advisory for Recovery Care.



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