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ASA NEWSLETTER
 
 
March 2001
Volume 65
Number 3
   
A Code of Conduct

R. Dennis Bastron, M.D.
Robert J. McQuillan, M.D.
Committee on Ethics


Statements of ethical behavior have been a part of medical practice for some 4,000 years, beginning with the Code of Hammurabi, circa 2,000 B.C.E., which established fees for medical practitioners and penalties for bad outcomes. These statements may take the form of prayers, oaths, creeds, declarations or institutional directives. The Oath of Hippocrates, 4th century B.C.E., is the most famous example in Western medicine. This oath stems from a highly developed system of moral belief probably Pythagorean and indicates that to be a good physician, one must first be a good and kind person.

Modern American codes of ethics began with the writings of John Gregory and Thomas Percival, both Scottish physicians. In 1794, Percival was asked to mediate a dispute among surgeons, physicians and apothecaries at the Manchester Infirmary. His manuscript, published as Medical Ethics in 1803, was more popular in the United States than Europe and was the model for the 1809 Boston Medical Police, written by John Warren, Lemuel Hayward and John Fleet for the Association of Boston Physicians. Medical Ethics was also the model for the 1847 Code of Ethics for the newly formed American Medical Association. This was the first national code of professional ethics in the world.

Codes of medical ethics are valuable and necessary because of the nature of physician-patient relationships. The predominant characteristic of the covenantal relationship is the vulnerability of the patient. Anesthesiologists' patients are especially vulnerable. Depriving patients of their consciousness and protective reflexes heightens our level of responsibility and duties to them. This has been termed by some to be an existential vulnerability because, should their trust be misused or abused, devastating consequences can occur. This level of professional responsibility has historically been attributed to four professions: medicine, clergy, teaching and law. Existential vulnerability is at the heart of why these professions must have professional codes that maintain the trust of those they strive to serve.

Ethics always has been a part of the practice of anesthesiology. Crawford W. Long, M.D., received permission to administer ether to James Venable; and William T.G. Morton, asked the permission of Gilbert Abbott before administering Letheon (a term used by Dr. Morton to disguise the identity of ether). Moreover, John Collins Warren, M.D., who operated on Mr. Abbott, refused to allow Morton to administer Letheon at the Massachusetts General Hospital until he divulged the active ingredients. Morton finally admitted that it was sulfuric ether, and he administered an anesthetic for the first major operation under ether. The surgery was performed by George Hayward, M.D. It seems that the Boston Medical Police (written by the fathers of these two surgeons) proscribed the use of nostrums medicines with secret ingredients.

The problem of increased vulnerability of anesthetized patients was recognized soon after the public demonstration of ether, even by proponents of painless surgery. Apparently their fears were justified. Within months, sexual assaults on etherized females were reported in France, New York City and Philadelphia. Fifteen-year-old Hannah Greener became the first anesthetic fatality in January 1848. Furthermore, prominent surgeons soon began to applaud anesthesia for allowing them to perform involuntary surgical procedures to circumvent the opposition of the timid and unruly; and placing the patient in a passive condition gives the surgeon a control over him which could not possibly obtain in any other manner. It is no small wonder that ASA places so much emphasis on ethical behavior as espoused in its Guidelines for the Ethical Practice of Anesthesiology!

ASA first promulgated its ethical guidelines in 1967, and it endorsed and incorporated the American Medical Association's Principles of Medical Ethics. At the August 1997 Board of Directors meeting, ASA District Director Peter L. Hendricks, M.D., a U.S. Navy veteran familiar with the development of the 1955 Code of Conduct for members of the U.S. Armed Forces, responded to an anecdotal reporting of unethical behavior of anesthesiologists. He proposed that ASA develop its own code of conduct. The Board of Directors referred this matter to the Committee on Ethics, which after two years of discussion determined that the Guidelines for the Ethical Practice of Anesthesiology, originally constructed as a guide to ethical behavior, already served the purpose of a Code of Conduct.

The 1999 House of Delegates adopted the Committee's recommendation that every ASA member, in order to be a member in good standing, should sign their membership card as a yearly affirmation that they are bound to abide by the guidelines. In fact, the ethical guidelines are the only such binding ASA document. As a result, the membership card now contains the following statement above the signature line: As a member in good standing of the American Society of Anesthesiologists, I agree to the ASA Guidelines for the Ethical Practice of Anesthesiology. Moreover, the annual dues invoice states that Membership in good standing of the American Society of Anesthesiologists requires adherence to the ASA Guidelines for the Ethical Practice of Anesthesiology.

It is hoped that the prominence of these statements will enhance members’ awareness of their ethical obligations and encourage them to study the Guidelines for the Ethical Practice of Anesthesiology.

The authors wish to thank Stephen H. Jackson, M.D., Chair of the Committee on Ethics, for his helpful suggestions.

The full text of the Guidelines for the Ethical Practice of Anesthesiology is available online at http://www.ASAhq.org/Standards/10.htm



    R. Dennis Bastron, M.D. is Professor of Anesthesiology, Professor and Head, Department of Humanities in Medicine, Texas A&M University System Health Sciences Center College of Medicine.


    Robert J. McQuillan, M.D., is Chair, Department of Anesthesiology and Associate Professor of Anesthesia and Clinical Ethics, Creighton University Medical Center, Omaha, Nebraska.


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