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ASA NEWSLETTER
 
 
March 2001
Volume 65
Number 3
   
Prospective Planning for Interventions in Patients Near the End of Life

Carl C. Hug, Jr., M.D., Ph.D.
Committee on Ethics


The marvels of science and technology applied to medicine have extended life expectancy and created an ever-expanding number of survivors of chronic disease and acute, life-threatening illnesses. When these survivors are threatened with a new disease or an acute exacerbation of their chronic illness, there is a strong inclination to intervene because of the availability of numerous therapeutic options, the high expectations of medicine and the demand to do something!

At the same time, there is growing concern among U.S. citizens about living with disability and pain, ending up in a nursing home, being abandoned, being dependent on machines and extending biological life (lung and heart function) but not meaningful life. As Morrie Schwartz said to Ted Koppel on Nightline: For me, Ted, living means I can be responsive to the other person. It means I can show my emotions and my feelings. Talk to them. Feel with them. When that is gone, Morrie is gone.

Physicians, including anesthesiologists, are frequently confronted with dilemmas about the appropriateness of risky interventions and the balance of potential benefits versus risks. The risks include not only death and the pain and suffering related to the intervention but, even more importantly, the burdens of lingering disability, loss of independence and a poor quality of life.

Until the 1960s, the physician made decisions about therapeutic interventions with guidance from the Hippocratic principles of beneficence (do good) and nonmaleficence (do no harm). But in the last 40 or so years, the principle of autonomy has become a mainstay of medical ethics. Autonomy is derived from the Greek autos (self) and nomos (rule). Now the patient makes decisions with the guidance and agreement of the physician.

It seems that two questions bring the critical issues of medical decision-making into focus for the patient as well as for the physician, family members and friends: 1) What are your goals for this intervention? 2) What risks and burdens are unacceptable to you?

Medicine has been described as the science of uncertainty and the art of probability. We have available all sorts of statistics on which to base predictions of outcomes. Seldom are the statistics so clear-cut as to make life-and-death decisions easy. Of course, they can be presented in a way that makes for no-brainer decisions: 95 percent of patients have their hearts fixed with this operation; only 5 percent of patients die. Who would not take those odds? But what about complications such as kidney failure and sepsis that are listed in fine print on the consent form? Each complication has a risk statistic, and the compilation of all risks of all potential complications is mind-boggling to patients and physicians alike. Seldom is there a certainty of a bad outcome. Hence, there is always hope until the actual intervention is made on each individual patient. The only way to be sure is to try and see. A therapeutic trial offers the following answer to the two questions posed above: If your goals for this intervention are unlikely to be realized, if burdensome and unacceptable disabilities are likely to persist, then we will allow nature to take its course. We will withdraw life-supporting measures.

It should be recognized that there are no significant ethical, moral or legal distinctions between withholding versus withdrawing life-supporting measures in the critically ill patient near the end of life. If anything, the moral burden of proof may be heavier when the decision is made to withhold treatments than when it is to withdraw treatments.

Surgical Trial

A surgical trial scenario might read as follows: An 80-year-old woman develops angina pectoris and mild heart failure that impairs her self-sufficiency. She is fiercely independent and fears permanent confinement to a nursing home. Coronary bypass is agreed to with the goal of relieving her symptoms and maintaining her self-sufficiency. She understands and accepts the use of life-supporting measures necessary to get her through the operation, which will include cardiopulmonary bypass, hemodynamic resuscitation, mechanical ventilation and other intensive care measures. She accepts these standard routines of perioperative care for the cardiac surgical patient for a time sufficient to allow recovery from anesthesia and the acute insults of surgery. But once it is clear that she has sustained a complication that is as disabling as her current symptoms, all extraordinary measures will be stopped and nature will be allowed to take its course.

The intent is to restore her self-sufficiency and to reduce or eliminate her pain and dyspnea. But if the effort fails, the patient (or more likely her proxy) is free to refuse further treatment and to have life-supporting extraordinary measures (including such aids as a feeding tube) withdrawn. This surgical trial is not a form of euthanasia or physician-assisted suicide.

The key to appropriate implementation of a surgical trial is thorough preoperative planning by the patient, the health care proxy and physicians and surgeons who will be involved in the patient's care. All must understand the patient's wishes in terms of the goals to be achieved and the burdens to be avoided. These should be accurately described in the patient’s medical record and communicated to the family members and friends by the proxy and to the nurses and other care givers by the physician. Continuing communication about the patient's progress, or lack thereof, is essential. The patient or proxy should be informed about any significant complication as soon as it arises, and a decision should be made either to treat (perhaps on a try-and-see basis) or not to treat it. The decision to forego further interventions is virtually a do-not-resuscitate (DNR) decision. In some states, specific permission is required from the proxy to enter a DNR order on the chart.


Medicine has been described as the science of uncertainty and the art of probability. We have available all sorts of statistics on which to base predictions of outcomes. Seldom are the statistics so clear-cut as to make life-and-death decisions easy.


But remember that DNR has another meaning: Do Not Relax. In other words, all the existing, agreed-upon life-supporting and comfort care measures need to be continued to the very end, and the family members and friends need reassurance that the patient will not be abandoned. When it is clear that the complication or the patient's deterioration precludes achievement of the patient's goals and/or imposes a burden that the patient previously declared to be unacceptable, then withdrawal of life-support measures is appropriate.

Prospective planning of surgical trials may take considerable time and effort on the physician's part, but it has the advantages of 1) respecting the patient's autonomy, 2) making life and death decisions easier or at least more acceptable to all concerned, 3) reducing feelings of guilt and uncertainty among family members and 4) avoiding recrimination against the proxy who has to make the decisions.

Sooner or later, every one of us will face these dilemmas for our patients, family members and friends, and for ourselves. Although we prepare for death in regard to insurance, last wills and testaments, tax-avoiding trusts, and the like, it would be prudent to spend time informing ourselves and our loved ones about how we wish to be cared for at the end of life. We can designate a health care proxy by executing a legal document giving that person durable power of attorney for health care decisions on our behalf should we become incompetent; and it may be worthwhile to draw up a so-called living will.

Morrie Schwartz said: Everyone knows they're going to die, but nobody believes it. If we did, we would do things differently. To know you’re going to die and to be prepared for it at any time: That's better.

Bibliography:

Albom M. Tuesdays with Morrie. New York: Bantam Doubleday Dell; 1997.

Hug CC Jr. Rovenstine Memorial Lecture. Patient values, Hippocrates, science, and technology: What we (physicians) can do versus what we should do for the patient. Anesthesiology. 2000; 93:556-564.



    Carl C. Hug, Jr., M.D., Ph.D., is Professor of Anesthesiology and Pharmacology, Emory University School of Medicine, and Attending Physician in Cardiothoracic Anesthesiology and Intensive Care, Emory University Hospital, Atlanta, Georgia.


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