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ASA NEWSLETTER
 
 
May 2001
Volume 65
Number 5
   
Chemical Dependency in Anesthesiologists

Daniel H. Angres, M.D.


Chemical dependency is a disease process that can affect all professions. Although a great deal of progress has been made in terms of understanding chemical dependency as a disease, there remains considerable misinformation and bias both in the general population and among health care professionals. This article will outline factors in physician impairment, intervention, assessment and treatment modalities. Also, outcome data will be reviewed from our experience at Rush Behavioral Health Center in Downers Grove, Illinois, as well as some comments specifically regarding prevention and detection of chemically dependent anesthesiologists.

Factors in Physician Impairment

A. Physicians as a group lean toward compulsivity and perfectionism.1 Physicians often see themselves as healers and authority figures and can have some limitation for introspection and often use their profession to defend against feeling. Anesthesiologists in particular occupy a position that places them in control of the multiple life functions of their patients. Being in this role on a day-by-day basis can make it more difficult for anesthesiologists to look at their own vulnerabilities.

B. Physicians attempt to diagnose themselves – but too often incorrectly. Traditionally, physicians have been known to attempt to save time and money by self-diagnosing and self-treating various illnesses. 2 This can be as innocent as attempting to diagnose and treat a minor illness such as an upper respiratory infection, but also can extend to even more significant illnesses. The mindset of attempting to diagnose and treat oneself or get curbside help from professional peers can lead to more serious issues; it can lead to self-prescribing or obtaining mood-altering, addictive substances such as narcotics to self-medicate. As stated before, this may start out innocently to conserve time and energy, for instance. If someone is predisposed to the disease of addiction, however, such behavior often leads to an accelerated process of dependency.

C. Physicians can be extremely defensive about interventions that may pose a threat to their license or ability to practice medicine. Physicians have put in many years of hard work and have made multiple sacrifices in order to become licensed practitioners. Chemically dependent physicians are typically fearful of the repercussions on their practice and even licensure status if their chemical dependency becomes known. Peers often protect the chemically dependent physician for the same reasons. Today, we have a lesser stigma in regard to chemical dependency and greater acceptance on the part of hospital administrations, medical staff and licensing boards recognizing chemical dependency as a disease and subsequently supporting intervention, treatment and re-entry.

D. Physicians have greater access to controlled substances. Although there is an enormous availability of mood-altering substances available to the general public, physicians have additional access to samples and medications used in clinical practice. This is of particular concern for anesthesiologists who have a unique accessibility to extremely powerful and reinforcing narcotics such as fentanyl and sufentanil. Such access to these narcotics poses great risks to anesthesiologists.

E. Accountability is a major factor in physician chemical dependence and impairment. The previously mentioned risk factors are of critical importance, but accountability in regard to patient care makes this a particularly sensitive issue. For the safety of the chemically dependent physician, his or her family and most certainly his or her patients, there needs to exist an aggressive posture for prevention, detection, intervention, treatment and re-entry.

Increased Need for Intensive, Specialized Treatment

Most physicians will benefit from specialized treatment involving a program for chemical dependency that has expertise in treating health care professionals. 3 Most specialized programs recognize the need to remove the dependent physician from work, particularly when the disease has shown itself in the workplace. If there are comorbidity issues such as depression or severe character disorder in addition to the chemical dependency, there is an added risk and need for expertise in the treatment program. If there exist high-risk situations such as in anesthesiology or emergency medicine, the course and re-entry process is further complicated. Length of stay and type of treatment also will be determined by the dependent physician’s support systems. The presence of significant family dysfunction might also determine type of treatment and length of stay. Re-entry issues are paramount in providing appropriate treatment to this population. Prognostic indicators are important in determining the treatment of the health care professional. Regarding re-entry, it is important to evaluate the duration of the disease, type of drug used and the nature of the practice setting.

Specialized Treatment

A. Phase I:

Specialized programs for physicians generally include a primary treatment experience that lasts four to eight weeks. It includes breaking through the denial process, expressing feelings and bonding with peers in the therapeutic setting. Working toward recognition of one’s consequences of chemical use and establishing a 12-step (e.g., Alcoholics Anonymous) support foundation are also critical during this phase. Exploration of one’s spirituality and intensive family work need to occur during this primary phase.

B. Phase II:

This phase, also known as placement, can last anywhere from two to six weeks. It is a phase where a patient who successfully has completed Phase I is considered in a more senior role in the treatment process. While continuing to work on his or her own issues, he or she also provides a role model for new patients in treatment. During this phase, the physician-patient can also undergo a mirroring process that includes a recognition of personal dynamics through interaction with new patients. During this phase, the physician-patient also works with the staff in examining work-related stresses and triggers and develops a relapse prevention plan. Re-entry plans begin to formulate during this time, and the physician-patient receives a clear-cut written aftercare plan (the Caduceus Contract, for instance).

C. Phase III:

This phase consists of the aftercare monitoring, which in most specialized programs is a minimum of 20 months following treatment. This phase includes weekly Caduceus support groups and individual follow-up visits with one’s primary physician. It also includes urine monitoring and 12-step participation. At this stage, there is an emphasis on coordination with state physician assistance programs as well as hospital wellness committees. Pharmaceutical adjuncts in aftercare, such as the use of naltrexone, are often part of the plan, particularly when dealing with anesthesiologists. Although the average contract for specialized programs involves a 20-month minimum in aftercare, state physician assistance programs average a five-year duration. This time period includes the continuation of behavioral and urine monitoring.

A physician's involvement with the peer group and other physicians is critical at this time. Having enough time in treatment to go through the necessary phases, including acceptance of the disease, are all critical in this specialized process. Emphasis on a 12-step recovery has been noted as a critical aspect of recovery from chemical dependency, for health care professionals and all members of society.

Outcome Measures

Several outcome studies have been noted regarding chemically dependent physicians.6 The following trends have been noted in Rush Behavioral Health studies, including a seven-year outcomes study completed between 1985-92. 7

A. Eighty percent of the 100 physicians in the study who completed treatment and committed to aftercare stayed abstinent for a period of two or more years.

B. Risk of relapse was greatest in the first year and decreased as time in recovery increased.

C. Fifty percent of the relapse group had limited slips and went on to have two or more years of total abstinence.

Relapse Risk Factors

The Rush Behavioral Health study also noted some specific relapse risk factors among health care professionals in general.

A. Anesthesiologists addicted to fentanyl were at higher risk if they stayed in anesthesiology.

B. A dual-diagnosis patient is at the greatest overall risk. Comorbidity of either an Axis I or Axis II type (such as a major depressive disorder and/or significant character pathology) were over-represented in the relapse group.

C. Narcissistic personality disorder was a major risk factor as were personality disorders overall.

Detection

Anesthesiologists have some additional risk factors compared with physicians in general. There needs to be particular emphasis on detection of the use of substances among anesthesiologists.

A. Urine and body fluid screening: It has been an area of debate as to whether all health care professionals should undergo random urine and/or body fluid screening for mood-altering, addictive substances. Considering the risks inherent in anesthesiology, a case could be made for random urine and/or body fluid screening for all anesthesiologists in training and post-training. Although controversial, this would certainly lead to an earlier detection of chemical use problems and make for a safer work environment.

B. Surveillance: Most operating rooms already have some surveillance capacity. It would be conceivable to implement even greater surveillance of anesthesiologists during procedures. Again, also controversial, appropriate surveillance could minimize the ability of diverting narcotics and provide a visual tracking method. This could be protective for anesthesiologists who are not diverting substances and provide detection for those who are.

C. Analyzing wastage: This is a standard procedure in most operating rooms. One of the most frequent means of diverting narcotics in the operating room by anesthesiologists and other health care staff is taking wasted narcotics for one’s own use. The appropriate measuring and analyzing of all wastage certainly reduces diversion of substances and can increase detection capacity. Ideally, the wasting of narcotics should be a formally observed process.

Risk Reduction

Currently, there are a number of strategies used to reduce the risk of diverting substances by anesthesiologists.

A. Chain of custody: Having a solid chain of custody is critical in risk reduction. Many operating rooms have an internal pharmacy that checks out narcotics. It is difficult, however, for many reasons to have a foolproof chain of custody in regard to an analysis of wastage and narcotic use. Typically, a certain amount of narcotic is dispensed to anesthesiologists in the beginning of the day, with some room for variation for the various cases with which they will be involved. To have a strict and exact determination of what is needed, what is used and what is returned will only reduce the risk of diversion of controlled substances. This involves extra work and cooperation between pharmacists, anesthesiologists and operating room personnel.

B. Electronic dispensing: As technology improves, the possibility of electronic narcotic dispensing may become more feasible. Such a device might prevent intraoperative diversion of narcotics by using a portable system that could include the ability to record timing and dose of narcotic delivery and perhaps double as an infusion pump. This device might also function as a locked electronic syringe.

C. Locked narcotics: One of the greatest risks to anesthesiologists in the operating room involves unsupervised narcotics in the workspace. It is not uncommon for these narcotics to be laying around an anesthesiologist’s workspace between cases. This makes for easy access to narcotics for anesthesiologists and anyone else working in an operating room setting. There has been and needs to be continued emphasis on making sure narcotics are appropriately stored and locked, and used only by appropriate personnel.

Despite increased risks, there are still outstanding outcomes when the chemically dependent physician is appropriately intervened upon, treated and re-entered into his or her profession. Efforts to enhance detection and reduce risk need to continue on a consistent basis.

References:

1. Gabbard GO. The role of compulsiveness in the normal physician. JAMA. 1985; 254(20):2926-2929.

2. Robinowitz CB. The physician as a patient. In: Scheiber SC, Doyle BB, eds. The Impaired Physician. New York: Plenum Medical Book Co.; 1983.

3. Talbott G. Elements of the impaired physician program. J Med Assoc Ga. 1984; 73(11):749-751.

4. Smith PC, Smith JD. Treatment outcomes of impaired physicians in Oklahoma. J Okla State Med Assoc. 1991; 84(12):599-603.

5. Porter T, Talbott GD, Irons R. Addiction treatment outcomes: A seven-year follow-up study; 1994 (Unpublished manuscript).

6. Reading EG. Nine years’ experience with chemically dependent physicians: The New Jersey experience. Md Med J. 1992; 41(4):325-329.

7. Angres DH, Talbott GD, Bettinardi-Angres K. Healing the Healer: The Addicted Physician. Madison, CT: Psychosocial Press. 1998:34-42.



  Daniel H. Angres, M.D., is Director, Rush Behavioral Health Center, Downers Grove, Illinois. He is also Chair, Section on Addiction Medicine and Assistant Professor of Psychiatry, Rush-Presbyterian-St. Luke's Medical Center, Chicago, Illinois.


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