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ASA NEWSLETTER
 
 
May 2002
Volume 66
Number 5
   
House of Delegates Adopts Updated 'Guidelines for Sedation and Analgesia by Nonanesthesiologists'

Jeffrey B. Gross, M.D., Chair
Task Force on Sedation and Analgesia by Nonanesthesiologists


On October 17, 2001, the ASA House of Delegates approved an update to the ASA "Guidelines for Sedation and Analgesia by Nonanesthesiologists." This document, which was published in April in Anesthesiology, represents the culmination of two years of work by members of the ASA Task Force on Sedation and Analgesia by Nonanesthesiologists.1 The task force includes anesthesiologists (Peter L. Bailey, M.D., Charles J. Coté, M.D., Fred G. Davis, M.D., Burton S. Epstein, M.D., Lesley I. Gilbertson, M.D., and John M. Zerwas, M.D.), a gastroenterologist (Gregory Zuccaro, Jr., M.D.) and two methodologists (Richard Connis, Ph.D., and David Nickinovich, Ph.D.)

The impetus for updating the guidelines in 2001 was fourfold: 1) in 1999, the ASA House of Delegates adopted formal definitions of levels of sedation and analgesia, including levels of sedation ranging from minimal sedation (anxiolysis) through general anesthesia [Table 1]; 2) the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) has incorporated these definitions into its 2001 standards for sedation and anesthesia care; 3) there have been a large number of questions regarding the use of rapidly acting anesthetic induction agents (especially propofol and ketamine) for moderate ("conscious") and deep sedation by nonanesthesiologists; and 4) ASA practice guidelines require re-evaluation at five-year intervals.

Primary data for the guidelines were gathered from a systematic review of more than 1,800 articles published between 1966 and 2001; of these, 357 articles contained data relevant to the practice of sedation and analgesia by nonanesthesiologists. Further input was provided by a panel of more than 50 consultants, including anesthesiologists and nonanesthesiologist practitioners of specialties where sedation is commonly administered for diagnostic or therapeutic procedures. Prior to adoption, the guidelines also were presented in two open forums. Official representatives of specialty societies representing practitioners who frequently perform sedation and analgesia were invited to participate.

In addition to validating and updating the recommendations presented in the original version of the guidelines as adopted by the House of Delegates in 1995, the updated version extends the scope of the guidelines to include deep sedation as well as moderate or conscious sedation. It is the hope of the task force that the changes incorporated in the updated guidelines, as enumerated below, will make this document more useful both to members of the Society and to those nonanesthesiologists who administer sedation and analgesia.

The updated guidelines specifically incorporate ASA definitions of levels of sedation [Table 1] rather than defining "conscious sedation" in a vacuum. Since ASA definitions have been adopted by accrediting organizations such as JCAHO, this makes the guidelines more useful in addressing accreditation issues. By addressing both moderate and deep sedation, the guidelines may now be applied by a greater number of practitioners performing a wider variety of procedures; patients requiring "deep sedation" are no longer beyond the scope of the guidelines.

In accordance with this, the guidelines now include the concept of rescue – practitioners administering moderate sedation should have the skills and equipment necessary to "rescue" a patient from inadvertent deep sedation, while those administering deep sedation should be able to rescue a patient from inadvertent general anesthesia. Additionally, the exclusion for minimal sedation, or anxiolysis, has been expanded and clarified. Thus the guideline recommendations do not apply to patients who receive either nitrous oxide alone or a single oral sedative or analgesic in doses appropriate for unsupervised management of anxiety, insomnia and pain. (Note that chloral hydrate is specifically not excluded.) In accordance with JCAHO standards, the updated guidelines recommend that the results of preprocedure evaluation be reconfirmed just before the procedure begins to ensure that the patient remains a suitable candidate for the selected level of sedation. The preprocedure fasting recommendations have been adjusted to conform to recently published ASA guidelines for preprocedure fasting.2 To address concerns raised by members of the American College of Emergency Physicians at our open forums, recommendations have been modified to suggest that in urgent, emergent or other situations where gastric emptying is impaired, the potential for pulmonary aspiration of gastric contents must be considered in determining 1) the target level of sedation, 2) whether the procedure should be delayed or 3) whether the trachea should be protected by intubation.

Changes in the guidelines related to patient monitoring during sedation include recommendations that monitoring of exhaled carbon dioxide should be considered for all patients receiving deep sedation and for patients whose ventilation cannot be directly observed during moderate sedation. Also, electrocardiographic monitoring is recommended for all patients undergoing deep sedation in addition to patients with significant cardiovascular disease undergoing moderate sedation. The revised guidelines are consistent with the previous version in allowing the individual monitoring the patient to perform minor, interruptible tasks once a stable level of moderate sedation has been established; however, for deep sedation, the revised guidelines require that the individual monitoring the patient have no other responsibilities. For patients undergoing deep sedation, the guidelines require that an individual with advanced life support skills (e.g., airway management, cardiovascular pharmacology, defibrillation) be in the procedure room and that a defibrillator be immediately available. The guidelines recommend that supplemental oxygen be administered to all patients undergoing deep sedation unless specifically contraindicated. Of course the recommendation that all patients receiving moderate sedation be monitored by pulse oximetry has been extended to include patients undergoing deep sedation as well.

One of the more controversial issues addressed by the new guidelines is the use of anesthetic induction agents like methohexital, thiopental and propofol during moderate or deep sedation. Based on the available evidence, the updated guidelines recommend that patients receiving propofol, thiopental or methohexital receive care consistent with the recommendations for deep sedation regardless of the level of sedation actually intended. Thus, if a nonanesthesiologist wishes to use propofol to provide moderate sedation, he or she must ensure that there is an individual in the procedure room with advanced life support skills, that advanced life support equipment is immediately available, that the individual monitoring the patient has no other responsibilities and that supplemental oxygen is administered unless specifically contraindicated. The recommendations are not as strict for ketamine, although the guidelines warn practitioners that patients may be more deeply sedated than they appear after receiving this drug.

Is there any evidence that the practice guidelines have improved patient safety or altered the practice of nonanesthesiologists who administer sedation/analgesia? In a recently published cohort study, Hoffman et al. demonstrated that for procedural sedation in pediatric patients, performing (and presumably acting upon) a structured risk assessment like that recommended in both the original and updated ASA guidelines as well as long-standing American Academy of Pediatrics guidelines significantly reduced the risk of hemodynamic or cardiovascular complications (odds ratio =0.1, P<0.02). This improvement was especially pronounced in patients receiving deep sedation.3 In addition, a recent survey revealed that nonanesthesiologists who perform moderate sedation complied with significantly more of the practices recommended by the guidelines in the year 2001 than they did in 1995.4

It is the hope of the task force that the updated guidelines will be useful both to anesthesiologists and to nonanesthesiologists who administer sedation and analgesia. By following the recommendations incorporated in the guidelines, practitioners should be able to improve the quality of nonanesthesiologist-provided sedation while reducing associated risks.


References:
1. Practice guidelines for sedation and analgesia by nonanesthesiologists. An updated report by the American Society of Anesthesiologists Task Force on Sedation and Analgesia by Nonanesthesiologists. Anesthesiology. 2002; 96:1004-1017.

2. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: Application to healthy patients undergoing electric procedures: A report by the American Society of Anesthesiologists Task Force on Preoperative Fasting. Anesthesiology. 1999; 90:896-905.

3. Hoffman GM, Nowakowski R, Troshynski TJ, et al. Risk reduction in pediatric procedural sedation by application of an American Academy of Pediatrics/American Society of Anesthesiologists Process Model. Pediatrics. 2002; 109:236-243.

4. Gross JB, Astle MJ. Have the ASA guidelines for sedation and analgesia influenced the clinical practice of non-anesthesiologists? Anesth Analg. 2002; 94 (suppl):S134.



    Jeffrey B. Gross, M.D., is Professor of Anesthesiology and Pharmacology, University of Connecticut School of Medicine, Farmington, Connecticut.


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