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ASA NEWSLETTER
 
 
June 2002
Volume 66
Number 6
 
ADMINISTRATIVE UPDATE

Streamlining the Approval of Clinical Publications

Eugene P. Sinclair, M.D., Speaker of the House of Delegates




Eugene P. Sinclair, M.D.

Clinically useful publications are approved for distribution to members in various ways. This article explains the process used to develop and approve practice parameters and committee booklets.

In March 1991, the Task Force on Practice Parameters submitted report 428-1 to the Board of Directors. The report recommended 1) that the task force become a standing committee, 2) the topics for the first two practice parameters and 3) a process for approving practice parameters.

The task force recommended that practice parameters not require approval by the House of Delegates. It recommended that the review process originate with the panel of experts who developed the parameter. Next, the Committee on Practice Parameters was to review the document before sending it to the Administrative Council for final approval. As a precedent for this recommendation, the task force cited the mechanisms that other specialty societies used to approve similar publications. The Board amended this proposed approval process to require final approval by the House of Delegates, which would retain only veto authority. The House approved the Board's changes.

Until 1997, each year in which practice parameters were submitted to the House, the speaker explained that by prior action of the House, practice parameters could not be amended but could be fully debated, approved, rejected or referred. In 1997, the House added this provision to its Rules of Order.

In recent years, the development process for practice parameters has been expanded to include presentation for comment in appropriate forums before the committee submits them to the House.

Booklets that committees develop for general distribution are approved in a different manner. This Section on Clinical Care submitted report 610.1 to the 1997 House of Delegates. The report observed that there seemed to be inconsistent review processes for various publications with varying outcomes. A committee publication up to that time would be submitted to the Board and the House where each body would fully consider, amend appropriately, then approve, reject or refer it.

The section report noted that the work products of committees may be controversial but are authoritative and contain valuable, timely information that is requested by members in order for them to practice according to current guidelines for good medical practice. To make this information available to members on a more timely basis, the report suggested development of a final review mechanism that is not as costly or lengthy as the process for developing a practice guideline.

In response to this suggestion, the House authorized the President to oversee the development of a mechanism for expedient review of committee work products intended for general distribution to the membership. The review process was to occur before publication and emphasize the impact that a publication might have on clinical practice.

In December 1997, the Administrative Council approved the mechanism by which some committee publications have subsequently been authorized for distribution without final approval by the House of Delegates. The process requires that the section chair, vice-chair and chair of the relevant board committee approve the committee publication prior to distribution. Each individual in the approval chain reviews the document and indicates approval, disapproval or approval with noted revisions. After determining that the document is consistent with ASA policies and that appropriate processes were utilized in its development, a disclaimer statement that was approved by the 1997 House of Delegates is appended to the publication. It reads:

"This document has been developed by the [committee name] but has not been reviewed or approved as a practice parameter or policy statement by the ASA House of Delegates. Variances from recommendations contained in this document may be acceptable based on the judgment of the responsible anesthesiologist. The recommendations are designed to encourage quality patient care and safety in the workplace but cannot guarantee a specific outcome. They are subject to revision from time to time as warranted by the evolution of technology and practice."

In summary, the diverse approval mechanisms for clinical publications retain the scientific integrity of the final products and are characterized by development through open dialogue between the House and the originating task force or committee.


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