Home >Newsletters >September 2002
 
ASA NEWSLETTER
 
 
September 2002
Volume 66
Number 9
 

Arthur Guedel, M.D., and the Eye Signs of Anesthesia

Selma Harrison Calmes, M.D



Lieutenant Arthur Guedel, "The motorcycle anesthetist of World War I." Photo courtesy of Guedel Memorial Center



Today anesthesiologists rarely examine a patient's eyes to determine the depth of anesthesia. Our sophisticated monitors usually tell us all we need to know. In the early days of anesthesia, however, eye signs were enormously important. Physiologic monitors were nonexistent then, anesthetic techniques were simple (usually only one agent was used) and eye signs were easy to observe. This article discusses how Arthur Guedel, M.D. (1883-1956) developed the eye signs of anesthesia during World War I.

Dr. Guedel, who made many vitally important contributions to anesthesia practice, equipment and knowledge, began his career with severe handicaps. Born in Indianapolis, Indiana, to a poor family, he had to leave school at age 13 to work. A machine shop accident led to the loss of the first three fingers of his right hand – and he was right-handed. Guedel dreamed of practicing medicine, even though he had no high school diploma and no financial resources. With the assistance of his family's physician, he was able to graduate from the University of Indiana Medical School in 1908. Dr. Guedel administered his first anesthetics while an intern at Indianapolis City Hospital. This was a common duty for interns at the time because there were so few physicians interested or trained in anesthesia. Dr. Guedel established a practice in Indianapolis in 1909 and earned additional income by giving anesthesia in hospitals and dental offices.1 Part-time anesthesia practice was also common at the time.

From the earliest days of anesthesia, physicians had tried to define the "stages" of anesthesia. When Dr. Guedel began administering anesthetics, four stages of anesthesia were generally accepted:

Induction: Beginning of administration until loss of consciousness.

Stage of struggling, breath-holding, delirium: From loss of consciousness to onset of surgical anesthesia.

Surgical anesthesia: Characterized by deep, regular, automatic breathing. Some authors also noted loss of the corneal reflex.

Overdose, or stage of bulbar paralysis. No exact signs except shallow, irregular breathing and dilated pupils that no longer reacted to light.2

Dr. Guedel was a careful observer. As he anesthetized his patients, he tried to verify these observations and to look for other possible signs, for example, the characteristics of respiration and what was happening to the eyes. He then tried to organize these observations. Dr. Guedel's contributions better defined stage III, the all-important level at which surgery could be done, by further dividing it into four planes and by adding the eye signs.

The eye signs were new2 and the most significant contribution to Dr. Guedel's signs of anesthesia. His eye signs included the activity of motor muscles of the eyeball, pupillary dilatation and, later, the eyelid reflex. (The eyelid reflex is tested by gently raising the upper eyelid with the finger. If the reflex is present, the eyelid will attempt to close at once or within a few seconds. The corneal and eyelash reflexes are better known to us today but were not mentioned.)


Earliest version of Guedel's stages and signs of anesthesia.5 Courtesy of Guedel Memorial Center




The setting for these contributions was the great need for anesthesia during World War I. When America entered the war in April 1917, the U.S. Army had not a single trained specialist in anesthesia among its 491 medical officers.3 Dr. Guedel was called to service in June 1917 and arrived in France in August. Due to a crush of casualties from a major battle, his staff of three physicians and one dentist needed to run as many as 40 operating room tables at a time. After working 72 hours straight, Dr. Guedel decided that other staff would have to be trained quickly to meet this overwhelming need. He developed a school that trained physicians, nurses and orderlies in open-drop ether.4 However, how could he help these trainees work safely once they left the school and Dr. Guedel's immediate supervision? He prepared a little chart of his version of the signs and stages of ether anesthesia, the most common agent in use at the time and an agent with a wide margin of safety. This chart was a visual version of the concepts he had been developing for himself before his Army service.

Armed with their charts, the trainees went out to nearby hospitals to work on their own. Dr. Guedel was given a motorcycle to make weekly rounds of the six hospitals for which he was responsible. He would roar from hospital to hospital through the deep mud that characterized WWI's battlefields, checking on his trainees. This led to his becoming known as "the motorcycle anesthetist of World War I."3

Dr. Guedel returned to the United States in April 1919.4 The same month, he presented the chart at a meeting of the Indianapolis Medical Society and later at the state medical society and the Interstate Association of Anesthetists. In 1920, it appeared in Anesthesiology, the only anesthesia journal of the time.5 There were still the four accepted stages of anesthesia, but stage III had now been divided into four planes. There were only two eye signs, eyeball oscillation and pupillary dilatation, in the original chart. Entry into stage III, where surgery could be performed safely, could now be determined by the onset of eyeball oscillation. Eyeball oscillation indicated a safe plane; it meant the patient could have surgery and was not too deeply anesthetized. A more dangerous level began when the oscillation stopped. Pupillary dilatation was an indication of deep anesthesia. Dr. Guedel also emphasized the need for the lightest anesthesia possible and the need for deeper anesthesia at certain points of the operation. Because of their simplicity and usefulness, Dr. Guedel's stages and signs became widely known.


Original hand-drawn copy of the 1937 version of Guedel's stages and signs of anesthesia. Courtesy of Guedel Memorial Center



Dr. Guedel moved to Los Angeles, California, in 1929 because of his health. In addition to practicing anesthesia, he continued work in his research laboratory at home. Items to come out of the home laboratory during this period were studies of cyclopropane and CO2, the Guedel laryngoscope blade and the Guedel oropharyngeal airway, which is still in use today. (Work in his home laboratory in Indiana led to the cuffed endotracheal tube while in collaboration with his close friend Ralph M. Waters, M.D.) Dr. Guedel continued working on his chart, further refining it based on his careful observations of clinical cases. A series of four articles on his signs and stages of anesthesia appeared in 1935-36.6A-C In 1937, this revised material appeared in his notable book, Inhalation Anesthesia: A Fundamental Guide.7 There was now another eye sign, the eyelid reflex (previously mentioned) and further refinement of pupillary dilatation. For unknown reasons, the lash and corneal reflexes were still not mentioned. This book went through three editions and was enormously successful, further popularizing the chart. Copies of the chart appeared in other anesthesia texts and also were used by the military for teaching in World War II. A 1972 study of minimum alveolar concentrations (MAC) of various anesthetic agents documented that the pupillary changes of ether correlated with its alveolar concentrations, confirming Dr. Guedel's observations. This was not true of most other agents that were not available in Dr. Guedel's time.8

Although of little use to us today, the eye signs developed by Arthur Guedel, M.D., were an important innovation for the time, and their usefulness lasted for many years. They resulted from his careful, precise observations of his patients in a time of little or no monitoring and limited anesthetic agents. The eye signs were one of the many contributions that led to Dr. Guedel receiving the ASA Distinguished Service Award in 1950.


References:

1. Calverley RK. Arthur E. Guedel (1883-1956). In: Anaesthesia–Essays in Its History. Ruphreht J, van Lieburg MJ, Lee JA, Erdmann W, eds. Berlin: Springer-Verlag; 1985:49-53.
2. Gillespie NA. The signs of anesthesia. Anesth Analg. 1943; 22:275-282.
3. Courington FW, Calverley RK. Anesthesia on the western front: The Anglo-American experience of World War I. Anesthesiology. 1986; 65:642-653.
4. Unpublished manuscript, no author. Arthur E. Guedel, MD: Public Servant of Mankind. Guedel Collection, Guedel Memorial Center, San Francisco:24-28.
5. Guedel AE. Third-stage ether anesthesia: A sub-classification regarding the significance of the position and movements of the eyeball. Am J Surg. (suppl) 1920; 34:53-57.
6. Guedel AE. Anesthesia: A teaching outline. Stage of Anesthesia. Anes Analg. 1936; 15:1-4. 6a. Guedel AE. Anesthesia: A teaching outline. Anes Analg. 1936; 15:55-62.
6b. Guedel AE. Anesthesia: A teaching outline. Anesthetic depths, surgical reflexes, stages and various operations. Anes Analg. 1936; 15:120-127.
6c. Guedel AE. Anesthesia: A teaching outline. Preparation of the patient and mechanism of varying anesthesia requirements. Anes Analg. 1936; 15:157-162.
7. Guedel AE. Inhalation Anesthesia: A Fundamental Guide. New York: The Macmillan Co; 1937:25.
8. Cullen DJ, Eger EI, Stevens WC, et al. Clinical signs of anesthesia. Anesthesiology. 1972; 36:21-36.



    Selma Harrison Calmes, M.D., is Clinical Professor of Anesthesiology, University of California-Los Angeles, Department of Anesthesiology, Olive View-UCLA Medical Center, Sylmar, California.

 

 


return to top


 


FEATURES

Monitoring: The Story Behind the Story

ARTICLES


DEPARTMENTS


The views expressed herein are those of the authors and do not necessarily represent or reflect the views, policies or actions of the American Society of Anesthesiologists.

NL Archives

Information for Authors