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ASA NEWSLETTER
 
 
November 1996
Volume 60
Number 11
 
WASHINGTON REPORT

HCFA Abandons Survey of Physician Practices, Will Rely on Proxy Data to Set Indirect Expenses

Michael Scott, Director
Governmental and Legal Affairs



In mid-September, the Health Care Financing Administration (HCFA) advised specialty societies that it was terminating its contract with Abt Associates Inc. to survey approximately 5,000 physician practices for the purpose of determining resource-based indirect expenses involved in the delivery of various medical services and procedures. HCFA's action did not affect the calculation of resource-based direct expenses, which HCFA proposes to derive from determinations of several clinical practice expert panels, the work of which was completed some months ago.

HCFA's decision to abandon the Abt survey of physician groups was said to have stemmed from a very low average rate of response, far below the 60-percent to 70-percent rate HCFA believed was necessary in order to produce reliable data. HCFA's problem was also exacerbated by the fact that the low response rate related only to the relatively small percentage of the 5,000 practices to be sampled -- as of the time the survey was terminated, survey forms had been mailed to only one-fourth of the groups on the full random sample list.

HCFA is required by statute to place new resource-based practice expenses into effect on January 1, 1998, and as a practical matter, the abandonment of the survey for indirect expenses means that in order to meet its deadline, HCFA will need to calculate indirect expenses from already-existing "proxy" data as to the relationship between expenses and physician work or physician time. At a meeting with specialty society representatives on October 9, HCFA representatives expressed guarded confidence that they would be able to complete the necessary study and analysis in time to meet the 1998 deadline.

Currently, it is not at all clear whether application of proxy methodology will prove more advantageous to anesthesiology than development of values based on a survey of physician practices. As of this writing, ASA's leadership is considering the merit of completing a survey similar to that aborted by HCFA, in order to test the validity of whatever proxy data HCFA may develop. The proposed rule of resource-based practice expenses is due to be published next spring, with comments due in the early summer.


Congress Adjourns With a Whimper

As both Republican and Democratic congressional leaders claimed budgetary victory, Congress adjourned on September 30, thereby allowing House and Senate re-election candidates more than a month of campaigning back home before Election Day. Little of interest to anesthesiologists happened in the final days of the 104th Congress:

  • Efforts by specialty physician groups to gain support for a bill extending the effective date for implementation of resource-based practice expenses to 1999 never generated significant congressional interest. Primary care physicians virulently opposed this initiative, leaving most legislators and their staffs with the impression that this was merely a food fight over Medicare money within medicine rather than an effort to ensure that accurate data was collected by HCFA.
  • An American Association of Nurse Anesthetists (AANA) proposal to advance by one year the split between anesthesiologists and nurse anesthetists of the "personally performed" fee in "one-on-one" Medicare cases fell by the wayside as GOP leaders remained steadfast in their refusal to include Medicare-related items in the omnibus spending bill for FY 1997. ASA had agreed to this proposal in connection with the GOP Medicare reform legislation vetoed by President Clinton last year. A 50-50 split of the personally performed fee will take effect on January 1, 1998, as a result of HCFA regulatory action, whereas the AANA proposal would have effectively moved the date up to January 1, 1997.
  • All proposals relating to managed care excesses, including anti-gag rule legislation, failed to gain inclusion in any of the several appropriations bills adopted at the end of the session. Thus, except for the requirement in the insurance portability legislation that HCFA study the extent to which managed care plans were denying patient access to needed care, the various proposals of the ASA-supported Patient Access to Specialty Care Coalition were blocked by the managed care industry.

The 104th Congress has thus ended without having taken any action on the larger and smaller issues facing Medicare, except perhaps with respect to broadened anti-fraud efforts. As noted in the October 1996 "Washington Report," this means that 1997 will almost certainly be a seminal year in terms of Medicare reform, and of course, the precise shape of that reform will depend on whether the Republicans retain control of Congress. Whether or not a change occurs, however, neither party can reasonably expect to have a clear working majority, which in turn means that centrist members of the House and Senate, such as the "Blue Dogs" in the House, will ultimately hold the key.

For anesthesiology, without question, the biggest issue will be the treatment of the specialty in connection with the move to a single conversion factor. As reported in October, this can mean a 13-percent to 14-percent difference in the value of the Medicare conversion factor. Of almost equal importance will be the extent to which physicians in general are asked to bear the burden of the inevitable limitations on Medicare spending. By the time this column appears, the results of the election will have become known; no matter which party wins what, however, the prospects for painful Medicare reimbursement in 1997 are excellent.

In the next issue of the ASA NEWSLETTER, Janée Bonner, ASA Federal Affairs Coordinator, will summarize the election results, particularly in light of what they portend for Medicare legislation in the coming year.

 


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The views expressed herein are those of the authors and do not necessarily represent or reflect the views, policies or actions of the American Society of Anesthesiologists.

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