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ASA NEWSLETTER
 
 
March 1997
Volume 61
Number 3
 
WASHINGTON REPORT

President Proposes Move to Single CF; Shift to Update Formula Based on GDP

Michael Scott, Director
Governmental and Legal Affairs



In February, President Clinton sent Congress his fiscal year 1998 budget proposal, calling for Medicare savings of about $100 billion over five years. Of this amount, about
$7 billion would be derived from constraints on physician fees, a relatively modest number when compared to the Administration's proposals during the President's first term.

Centerpiece of the FY1998 proposal for physicians is, as expected, a call for establishment of a single Medicare Fee Schedule (MFS) conversion factor beginning in 1998, initially equal to the anticipated primary care conversion factor for that year, reportedly $36.63. This move would eliminate the existence of three different MFS conversion factors, currently $40.96 for surgery, $35.77 for primary care and $33.85 for all other services.

Contrary to the recommendation of the Physician Payment Review Commission, the Administration proposes no transition to the new single rate, which would mean a dramatic drop in payments for surgery in 1998 and a modest increase for the "all other" category. The Administration proposal does not deal specifically with treatment of the separate anesthesiology conversion factor (CF). Anesthesiology for the past two years has been updated as part of the surgical category, but since inception of the MFS, ASA's aggregate updates on a compounded basis have totaled just 0.6 percent more than the primary care updates. ASA believes this fact should be taken into account in setting the 1998 anesthesiology CF.

The Administration's proposal also calls for replacing the current volume-performance-based CF update system with an update based on increases in the real gross domestic product (GDP) per capita growth plus 1 percentage point. Most analysts agree that the current system would lead eventually to a series of negative CF updates and that the new system makes more sense. Debate will center around whether the update should be based upon GDP plus 1 percent, as recommended by the Administration, or GDP plus some greater percentage up to 4 percent, as recommended by the American Medical Association.

The Administration's budget again includes the now-familiar proposal to limit payments to physicians practicing in hospitals whose volume and intensity of services per admission exceeded 125 percent of the national median for urban hospitals and 140 percent for rural hospitals. Organized medicine, including ASA, has vigorously opposed this concept in the past as both unworkable and unfair to individual physicians.

The 1998 budget proposes expansion of the "centers of excellence" demonstration program to all urban areas by allowing Medicare to pay select facilities a single bundled fee for all services (including anesthesia) associated with cardiovascular procedures, knee surgery, hip replacement surgery and other common procedures.

Of interest to academic anesthesiologists, the Administration again proposes to carve out direct graduate medical education (GME) and indirect medical education (IME) and "disproportionate share" support from payments to managed care organizations and pay it directly to eligible hospitals. The proposals would also cap the total number of nonprimary care residency positions at the current levels, count work in nonhospitals for IME payments and allow GME payments to nonhospitals in certain circumstances.

As reported in this column two months ago, treatment of the anesthesiology CF in any move to a single CF for other specialties looms as the largest issue for the specialty as the budget process moves forward. ASA representatives met with several key congressional staff members on this issue even before the President's budget was released, and the issue will be a primary focus of congressional visits during the upcoming ASA Legislative Conference in April.

HCFA Outlines Options for MFS Expense Revisions

On January 22, Health Care Financing Administration (HCFA) representatives held a public meeting in Baltimore to explain the various options that HCFA was then considering as a basis for determining indirect practice expenses under the Medicare Fee Schedule (MFS). As previously reported in this column (ASA NEWSLETTER, November 1996), HCFA attempted to determine indirect practice expenses on the basis of a survey of approximately 5,000 medical practices. HCFA abandoned those efforts last fall because of a
low response rate to its survey.

By reason of a congressional mandate, HCFA is required to put into place by January 1, 1998, a system of resource-based practice expenses, substituting for the current system, based on reported charges, which was developed at the inception of the MFS. Last year, under a contract with Abt Associates Inc., HCFA sought to determine direct (per case) practice expenses through the use of so-called Clinical Practice Expert Panels, and HCFA is now considering the conclusions of those panels.

Abandonment of the indirect practice expense survey put HCFA behind the eight-ball in more ways than one. First, given the pace and legal requirements of regulatory action, there was precious little time left before January 1, 1998, for HCFA to develop a substitute resource-based system. Second, the unavailability of actual data gathered from the marketplace means that HCFA would need to rely upon "proxy" data, that is, derive indirect practice expenses from their relationship to other features of physician practice such as time, work, staff time or the like.

Preliminary data presented at the January 22 meeting confirmed the worst fears of a number of specialties about the soundness of HCFA's current proxy data approach. For anesthesiology, the meeting was a big, fat zero, since HCFA representatives said they had not yet turned their attention to the specialty. For many of the surgical specialties, the meeting was a nightmare. Using the four tentative proxy options HCFA outlined, the total number of relative value units (RVUs), not just the practice expense RVUs, per specialty would be cut by the percentages in Table 1, below. Big winners would be nonphysicians: chiropractors (plus 27-54 percent), optometrists (plus 35-40 percent) and podiatrists (plus 23-41 percent).

Table 1 Proposed Cuts
Cardiac surgery 32-44 percent
Thoracic surgery 28-40 percent
Neurosurgery 25-30 percent
Cardiology 20-25 percent
Gastroenterology 20-24 percent
Orthopedic surgery 9-16 percent
Radiology 4-25 percent
Ophthalmology 2-7 percent

HCFA emphasized that its estimates were only preliminary, but those estimates were sufficient to send shock waves through the physician specialist community. The Practice Expense Coalition, of which ASA is a member, is already on record as advocating a delay in implementation of resource-based values, to allow more time for accurate values to be determined and verified. As of this writing, the Coalition's leadership was considering an even more vigorous lobbying effort, perhaps to require a complete rethinking by HCFA of the practice expense exercise.

Because the HCFA data did not include anesthesiology, it is difficult for ASA to determine a current course of action. What is known is that with the 22.76 percent increase in anesthesiology work values as of January 1, 1997, practice expenses represent only 16.6 percent of Medicare reimbursement for anesthesiology services. Since one can assume that billing, accounting and collection cost every anesthesiology practice between 5 percent and 10 percent of receipts, the potential "swing" for the specialty in this exercise is not as dramatic as for many other specialties.

As previously reported, moreover, ASA has commissioned Abt Associates to conduct a survey of indirect practice expenses, using a survey form that is considerably more user-friendly than the one employed by HCFA a few months ago. About 200 randomly chosen anesthesiology practices are being contacted, and the survey results will be used to evaluate whatever proposal HCFA develops for the specialty. HCFA's proposed regulation is expected to be published in May.

Commentary

Editor's Note: Following is the text, in slightly altered form, of a letter written recently by Mr. Scott to an ASA member who had expressed extreme frustration with the level of Medicare reimbursement for anesthesiology services and the apparent incapacity of ASA and the Washington Office to deal with the situation effectively. It may be of interest to other ASA members experiencing similar frustrations. - E.L.

First, I want to make sure you understand that the absurdly low level of Medicare reimbursement for anesthesiologists is really the product of two things: 1) for budgetary reasons, the federal government has been artificially limiting payments for all medical services for almost two decades, thus gradually widening the gap between Medicare and private reimbursement levels; and 2) anesthesiology work values were cut by 41 percent in 1992 at the inception of the Medicare Fee Schedule, as recommended by William C. Hsiao, Ph.D., and his Harvard colleagues on the basis of limited comparisons between anesthesiology work and the work of some other specialists.

Second, you should be aware that the recent 22.76-percent increase in anesthesiology work values, whether one regards it as a victory or a defeat, was the product of analysis, not by the government, but by physicians comprising the membership of the AMA/Specialty Society Relative Value Update Committee. On the basis of the Abt studies, ASA argued vigorously for a substantially greater increase, but in the end, the collective judgment of this multispecialty peer group arrived at the 22.76 percent number, and the government simply accepted this judgment. One can argue that these physicians were too conservative (because any increase was going to come out of their specialty's share of the Medicare physician work dollar), but those ASA representatives who worked on the project took some satisfaction in the fact that they at least gained back more than half of the lost ground.

Third, you should be aware that all constitutional attacks on the Resource-Based Relative Value Scale (RBRVS), balance billing limits and other congressional restraints on prices that physicians may charge Medicare beneficiaries (and there have been several) have not been successful. I think the most recent of these was by a group of New York anesthesiologists seeking to enjoin balance billing limits as representing a "taking" of property without due process. From time to time, I have been asked in my role as counsel whether ASA should participate in such lawsuits; because I believed they were losers, I recommended against participation. When I think we can win, as I did when Medicare last year proposed "bundling" invasive lines, I will not hesitate to recommend litigation once persuasion has failed.

Fourth, a "strike" by anesthesiologists, more precisely called a group boycott of the Medicare program, is an illegal act under the Sherman Antitrust Act, and those participating in such concerted action would expose themselves to both civil and criminal penalties. If memory serves, the 1975 California physician strike quickly dissipated in the face of Justice Department intervention. The passage of California's Medical Injury Compensation Reform Act (MICRA) law, while most salutary, took place several years later as a result of a strong lobbying effort by California physicians. Lobbying is a constitutionally protected form of group persuasion and is not, in most circumstances, subject to antitrust attack.

Fifth, we cannot ignore the fact that our efforts to improve the economic rewards for anesthesiologists are complicated by the ongoing push by organized nurse anesthesia for independent practice and full professional parity. In a time when the cost of care is often regarded by employers and insurers (public and private) as more important than the quality of care (though they will never say so), the nurse anesthetists' "low cost, equal quality provider" pitch does not go unheeded.

When an ASA member complains to me that Medicare rates are ridiculously low, the member is preaching to the choir. My colleagues and I here in Washington live with that frustration every day and, if we become complacent, we have 21,000 actively practicing anesthesiologists to remind us. But for better or worse, the framework of federal and state law requires that we deal with that problem through the use of reasoned persuasion, protected by the Constitution, and not by the use of concerted economic actions or some other "magic bullet." So we chip away, every day. There are lots of other people chipping away around here too, and they don't always agree with us. So we win a little bit sometimes, and we lose a little bit sometimes, just like the American Medical Association, the managed care industry, the American Association of Retired Persons, the nurses, and so on.

But the ugly reality remains that the federal government cannot afford the Medicare program, and it's a heck of a lot easier politically to make up the growing shortfall by stinging 600,000 providers than by asking 37 million beneficiaries to kick in some more money. The same is true of Medicaid, a program that is breaking the fiscal backs of most states and is a drain on the federal budget . All this means that there is more bad news ahead than there is good news, but we will continue to keep fighting to keep the news in balance.

I appreciate your interest and invite you to help us deal with these matters through our annual Legislative Conference (April 13-15), by becoming a "key contact" for your federal legislators and through membership in ASAPAC. The latter contributed more than $650,000 to congressional candidates during the last election cycle, and it is this kind of involvement in the political process that makes anesthesiology a "player" on Capitol Hill. This does not mean we always succeed, but it does mean we will be heard.

 


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