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ASA NEWSLETTER
 
 
July 1997
Volume 61
Number 7
 

It's Ours to Choose or Ours to Lose

Robert W. Vaughan, M.D.


I read with interest but not surprise the excellent ASA NEWSLETTER analysis by Karin Bierstein concerning Charles Peterson Associates.1It was only a matter of time before money-driven consultants would read Cromwell's case study of anesthesia as a substitution model.2 As an economist, Cromwell describes anesthesia as a traditional nursing function. He details how nurse anesthetists are excellent, "almost perfect" substitutes for anesthesiologists, seemingly unbiased by previous clinical outcomes knowledge regarding risks and mortality. With a perceived glut of specialists and anesthesiology as the "poster child" for physician oversupply, front page headlines in The Wall Street Journal and American Medical News feature us as a "specialty in trouble".3,4 Why are we even talking about "almost perfect" substitutes for physicians anyway? What has happened since 1993-94 to produce such radical proposals?

After the well-publicized Clinton Health Plan of 1993, the concept of managed care exploded across the United States to represent the only answer to health care reform. Today's managed care is really managed cost. Free-market economic forces have been unleashed to accelerate changes based on the economic incentives of corporate America. The socially amoral rules of competition prevail unencumbered by the 50-plus-year-old culture of a traditional cottage industry (U.S. medicine), patient choice or preferential community referral patterns developed by fee-for-service medicine.5 Cost containment at any price suddenly became the driving force of health care reform. Consequently, U.S. health care began to evolve as just another commodity bought at the lowest price in the marketplace, not unlike shopping at Wal-Mart. Thus, Charles Peterson Associates, without reviewing clinical outcomes data, markets a health care staffing model to exclude anesthesiologists from comprehensive anesthesia services. He would stratify patients on the basis of age, ASA physical status and complexity of care to exclude hands-on physician anesthesia care just to reduce staffing costs.

But for the patient, safety remains the issue. Americans expect to receive the safest, lowest risk anesthesia care for each and every episode of care. How ironic that to meet patient and physician expectations, many of our staffing practices actually assign cases that increase our unit personnel cost by including fellowship trained anesthesiologists with additional subspecialty expertise. We continue to champion safer clinical outcomes when our unit costs are increased. Perhaps Cromwell's "almost perfect substitute" may just beget "but not quite!"

What can each community and academic practice anesthesiologist do today to communicate the value of anesthesiologist services to patients, surgeons and hospital administrators? We must first reframe the dialogue beyond cost only. What value can anesthesiologists add to each patient care episode? Do you think safer clinical outcomes by a multiskilled team would matter to patients? You bet! In addition, the "specialist boom" of anesthesiologists has already enormously benefited American society. Today, anesthesiology finds itself mired in a crisis of success. Perioperative mortality associated with anesthesia and operation has markedly decreased from 1:1,500 in 1950 to 1:250,000 today despite more complex surgical procedures performed on sicker patients.6 Recently, Silber et. al. analyzed factors that contribute to mortality (death rates), complications (adverse event rates) and failure to rescue (resuscitate) after operation.7 Death rate and failure to rescue from complications were inversely related to the proportion of Board-certified anesthesiologists on the anesthesia provider staff of each hospital studied. Said in a positive way for patient outcomes, as the number of Board-certified anesthesiologists on each medical staff increased, death rates decreased. These data by nonanesthesiologists (an internist and pediatrician) support the societal value of Board-certified anesthesiologists in the delivery of anesthesia care. The "physician boom" of anesthesiologists so impugned in the media has improved clinical outcomes and decreased patient risks for operations. Moreover, in order to study and measure anesthesia risks, anesthesiologists established and in 1985 funded their own international foundation to focus on improved safety in anesthesia care. Just recently in October 1996, the American Medical Association patterned its new medical foundation for risk management after the enormously successful anesthesiology model. The AMA, representing all physicians, plans to focus intently on reducing untoward events associated with all clinical care, not just anesthesia and operations.8 After so much progress toward enhanced patient safety, physicians cannot allow a commodity mentality focus for U.S. health care.

Nevertheless, managed care continues to reduce the demand for all medical specialists. As hospitals have consolidated, the job market has tightened for each anesthesia provider.5 As is human nature, the pendulum of supply and demand has overcorrected due to the sheer momentum of negative publicity regarding anesthesiology. Unfortunately the adverse publicity by news media has been reinforced by some physician colleagues, some of whom occupy leadership positions in teaching hospitals and academic medical centers. Academic anesthesiologists carry the additional responsibility of clarifying the value of anesthesiology by word and deed for medical students.

But good news is out there. Today more than 90 percent of the surgical procedures performed annually in the United States occur at facilities where anesthetics are either personally administrated by an anesthesiologist (physician only) or the anesthesia care team is medically directed by an anesthesiologist.9 When nurse anesthetists work without medical direction by an anesthesiologist, the setting is rural, the hospital averages less than 100 beds, and fewer than four operations occur per day.10 As one would predict, such operative procedures are less complex, shorter in duration and performed on much healthier patients.10 Despite these simpler operations performed on healthy patients, risks for adverse outcomes are increased when a Board-certified anesthesiologist is not a member of the hospital medical staff.7

Trust me, patient survival will be perceived as "value-added" by all patients and especially the aging Baby Boomers. This group cares a lot about enhanced lifestyles and quality of life. When anesthesiologists can add product quality and enhanced service to clinical care, cost containment alone does not sell. By reframing societal benefits beyond cost, anesthesiology becomes a luxury item in the marketplace, not just another commodity.

Finally, do your hospital administrators and even other physicians understand the fallacy in Mr. Peterson's consulting claims and Cromwell's "almost perfect substitute" argument? Have you told administrative colleagues repeatedly that anesthesia is safer in 1997 because of research, education and comprehensive medical practice that has reduced perioperative mortality associated with anesthesia and operation from 1:1,500 in 1950 to 1:250,000 today? Do you recall that safety in anesthesia has been accomplished despite more complex procedures performed on sicker patients?6

Suppose we look beyond anesthesia to compare purchasing habits of the population. How many Americans would embrace lower value services by booking routine airline flights in (forecasted) fair weather but without knowledgeable and experienced pilots because it's cheaper? What about being cared for in ICUs without immediately available hands-on care by multiskilled teams, including critical care physicians, or undergoing routine surgical procedures in healthy patients without a physician as the surgeon? All these high-risk, often unpredictable experiences require the presence of a professional who is educated and trained from a unique body of knowledge to improve outcomes for the public good. Review our specialty's 50-year journey from a technical service to what patients now enjoy: the application of clinical scholarship underpinned by scientifically sound, research-based clinical information. Anesthesiology has become a legitimate medical profession because of the continuous creation of new knowledge and the clinically safe application of that scholarship. Please do not keep such incredible good news to yourself; tell everybody!

Bottom line: What can you do immediately after recalling the above information? Begin immediately serving as a vocal advocate for anesthesia safety plus contribute professional citizenship to your hospital, medical staff and community. Ask yourself how many anesthesiologists chair committees on your medical staff or recruit money to elect knowledgeable political representatives locally and nationally. Ask yourself, "How can I help my local hospital outreach programs?" Such new, innovative efforts can serve each community with comprehensive perioperative anesthesia services and enhanced pain management. Also, I question whether health system and hospital leaders really want to pay anesthesiologists' professional liability rates plus be held to ASA national standards of practice. I wonder what would happen with Patterson's staffing suggestions and Cromwell's proposed cost savings when just one anesthesia bad outcome is featured on page one of The Wall Street Journal or "60 Minutes"?

Finally, run, do not walk to the nearest medical library. Read and reread the articles by Cromwell,2 Abenstein,6 Silber,7 Longnecker,11 Reves12 and our recent workforce overview.5 Become a conversant advocate for safer anesthesia. But be a realist. You need to take responsibility for action as a community physician. Remember always that ignorance is not a contraindication to action! Your silence can cost lives in your community. Some listeners will challenge you by saying that the rhetoric about the role of the anesthesiologist in safe care is just "physician bragging." Born and raised in Dallas, I am reminded of a Texas saying that offers an alternative point of view: "It ain't bragging if you can do it!" Today, the future of anesthesiology is certainly ours to choose or ours to lose. What's your preferred future?

References:
  1. Bierstein K. Hospital consulting firm advocates greater autonomy for nurse anesthetists. ASA NEWSLETTER. 1997; 61(3):27-28.
  2. Cromwell J. Health professions substitutions. A case study of anesthesia. In: U.S. Health Workforce Power, Politics and Policy. Association of Academic Health Centers, Washington, DC, 1996:219-228.
  3. Anders G. Once hot specialty, anesthesiology cools as insurers scale back. Washington, DC. The Wall Street Journal. March 17, 1995:1.
  4. Mitka M. Market driven match - Most US grads choose primary care. American Medical News. 1996; 39(14):1,7.
  5. Vaughan RW, Vaughan MS. Using anesthesiology as a model for change. The Physician Executive. 1997; 23(2):4-12.
  6. Abenstein AP, Warner MA. Anesthesia providers, patient outcomes, and costs. Anesth Analg. 1996; 82: 1273-1283.
  7. Silber JH, Williams SV, Krakauer H, Schwartz JS. Hospital and patient characteristics associated with death after surgery. Med Care. 1992; 30:615-629.
  8. USA Today. Reducing untoward events. Oct. 14, 1996:A1.
  9. Rosenbach ML, Cromwell JA. When do anesthesiologists delegate? Med Care. 1989; 27:453-465.
  10. Rosenbach ML, Cromwell JA. A profile of anesthesia practice patterns. Health Aff. (Millwood) 1988; 7:118-131.
  11. Longnecker DE. Navigation in uncharted waters: Is anesthesiology on course for the 21st century? Anesthesiology. 1997; 86:736-742.
  12. Reves JG, Rogers MC, Smith LR. Resident workforce in a time of U.S. health care system transition. Anesthesiology. 1996; 84:700-711.


Robert W. Vaughan, M.D., is Professor and former Chair of the Department of Anesthesiology, University of North Carolina School of Medicine, Chapel Hill, North Carolina.
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