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ASA NEWSLETTER
 
 
September 1997
Volume 61
Number 9
 
Practice Options:
Considerations in Setting Up an Office-Based Anesthesia Practice

Rebecca S. Twersky, M.D., Chair
ASA Committee on Ambulatory Surgical Care

Marc E. Koch, M.D., Chair
SAMBA Ad Hoc Committee on Office-Based Anesthesia

In this and following issues, the ASA NEWSLETTER will be publishing articles about some of the various practice options available to anesthesiologists today - inside the operating room and in other venues.


The growth of office-based surgery has provided an opportunity for anesthesiologists to further expand their diverse role as perioperative physicians. The office anesthesiologist must be aware of other issues that heretofore have not been under the purview of the hospital- or surgery center-based anesthesiologist. It is incumbent upon our profession to provide the necessary education and skills for anesthesiologists to function adeptly in this venue.

The underlying premise of this charge is the tenet that the office be held to the same stringent standards expected of traditional anesthetizing locations such as the hospital or ambulatory surgery center (ASC). Unfortunately, this is not a uniform finding. In fact, a recent survey of aesthetic surgeons found that 5 percent of respondents did not monitor blood pressure, 7 percent neglected to use pulse oximetry, and 11 percent did not continuously monitor an electrocardiogram tracing.1

The office anesthesiologist's role as a patient advocate includes both medical and nonmedical duties. These responsibilities may include confirming that the surgeon has the appropriate credentials to perform the surgery, helping to determine or assist with the accreditation of the facility and equipping an office for surgery or anesthesia. It will certainly include developing emergency protocols, prescreening patients appropriately, supervising the recovery of patients after anesthesia and gathering quality improvement data. Also, it is important for the office anesthesiologist to provide assurances to the surgeon that anesthesia services will not leave them exposed to additional liability. Regrettably, not all anesthesiologists' malpractice carriers provide coverage for office-based practice.

The essentials for office anesthesiology closely parallel the basic ASA standards for monitoring during anesthesia. The office must have the ability to deliver positive pressure ventilation with an ambu-bag or, if indicated, an anesthesia machine. It is also imperative to assure that a safe and reliable source of oxygen be available. A motor-driven suction device should always be present, and along with monitoring equipment, the need for back-up power should be considered.

Although a fiberoptic bronchoscope in every location would be financially prohibitive, less costly emergency equipment such as laryngeal mask airways, light wands and tracheotomy kits may be valid inclusions. An office is usually devoid of technicians, biomedical engineers or even colleagues to help in the event of an equipment failure. Therefore, it is imperative that the anesthesiologist be aware of the need for timely service checks and documentation of prevention and maintenance programs according to manufacturer specifications.

Inventory and supply concerns can easily be forgotten. Rather than remember when your cart is missing a supply at a crucial moment, a computerized system to track usage of medications and supplies can alert you when an item needs to be re-stocked. It is important to view your cart as a mobile intensive care unit and have it replete with all of the standard, advanced cardiac life support medication. If agents that can trigger malignant hyperthermia are used, then the inclusion of dantrolene is mandatory. There is at least one documented death in the office setting attributed to its unavailability.2 When controlled substances are stored in multiple sites, it is required that each location have a unique Drug Enforcement Agency Certificate kept on site and that special ordering forms (DEA Form 222) be completed correctly.

Developing alliances with companies that lease surgical and anesthesia equipment will bolster an office's reliance on the anesthesiologist's services and promote the value of the anesthesiologist as a perioperative manager. The purview of the office anesthesiologist can extend far beyond even these limits. For instance, having the knowledge to advise surgeons on the various requirements necessary to obtain accreditation and having the resources to answer questions about certificates of need (both of which can lead to facility fee reimbursement) further broaden the importance of a perioperative anesthesiologist-manager. An affiliation with medical architects, construction companies, health care accountants and attorneys may prove to be as valuable to a surgeon as sound anesthesia skills.

Reimbursement trends in office anesthesiology are in a state of flux. Studies need to be completed to demonstrate that shifting particular procedures to less intensive settings leads to heightened value. In the interim, it should not be surprising that some third-party payers resist adding office-based anesthesiologists to their reimbursement plans. Their concerns are partly attributable to issues surrounding quality of care as well as the unsubstantiated proposition that easier access to anesthesia services will translate into increased utilization of surgical resources. Some insurance companies will not credential office-based anesthesiologists unless they first acquire hospital privileges, a definite problem for those practitioners who have dedicated their entire practice to office-based services.

Notwithstanding, some companies are aware of the enhanced value of office-based anesthesia and with documentation of quality care, patient satisfaction, prudent utilization and reasonable efficiency, it is likely that other third-party payers will follow.

Once the site visit is completed by the anesthesiologist, an emergency medical services (EMS) verification should be documented; that is, the responding EMS team must be located and their estimated response time documented. It is also wise to review the local EMS policy and protocols regarding responsibilities at a scene when a physician is present. This will help avert misunderstanding during critical periods. The local hospital emergency room (ER) director also should be contacted and informed that anesthesia services will be provided in the community. To best protect patients, it is wise to offer an in-service to the local EMS and hospital ER staff on common and serious anesthetic morbidity. This also is an opportunity to promote public awareness of anesthesia services and improve our visibility in the community.

As anesthesia and surgical services have evolved, so have the selection of appropriate patients for the office setting. A preoperative telephone call, completed by the anesthesiologist providing care, will allow for sound judgment in selecting patients. As this practice venue increases in popularity, more quality assurance data will become available to guide in the selection of appropriate patients for office-based procedures. ASA physical status remains a major element in patient selection,3 but other factors are less clear. Age limits and morbidity associated with specific disease states such as asthma and morbid obesity need to be better defined.

A review of closed claims involving anesthesia morbidity and mortality in dental offices suggests that pre-existing conditions such as obesity, cardiac disease, epilepsy and chronic obstructive pulmonary disease should be taken very seriously, especially if an anesthesiologist is not present.4 Advances in surgical techniques as well as safer and shorter-acting medications may broaden the patient population appropriate for office procedures, as they have done for ambulatory surgery. In addition, as anesthesia equipment and machines become better adapted to the office environment, it is likely that even more patients will be able to undergo office-based anesthesia.

Although our new role in the office setting has many implications, the loss of control over our environment and practice style are two drawbacks that have tempered growth of this practice opportunity. Nonetheless, by expanding our medical and administrative knowledge and skill, we can promote safety and patient satisfaction while enhancing professionalism in our specialty and creating greater reliance upon our services. It is incumbent upon us to provide the educational framework to accomplish these goals and tirelessly educate the public on the virtues of our involvement in perioperative care.



Author's Note: This article was adapted in part from a panel presentation on office-based anesthesia at the Society for Ambulatory Anesthesia (SAMBA) 12th Annual Meeting on May 3, 1997.

References:

  1. Phero JC, Driscoll KM, MacDonnell WA. Appropriate selection of anesthesia personnel for office dental anesthesia. Dent Clin North Am. 1987; 31:21-35.
  2. American Society of Anesthesiologists, Closed Claims Project Database Case 779, 1982.
  3. Courtiss EH, Kanter MA. The prevention and management of medical problems during office surgery. Plast Reconstru Surg. 1990; 85:127-136.
  4. Jastak TJ, Peskin RM. Major morbidity or mortality from office anesthesia procedures, a closed-claim analysis of 13 cases. Anesth Prog. 1991; 38:39-44.


Rebecca S. Twersky, M.D., is Associate Professor of Anesthesiology and Vice-Chair of Research at the State University of New York Health Science Center at Brooklyn, New York.
E-mail the author.

Marc E. Koch, M.D., is President and Chief Executive Officer for Resource Anesthesiology Associates, P.C., Whitestone, New York.
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