Home >Newsletters >October 1997
 
ASA NEWSLETTER
 
 
October 1997
Volume 61
Number 10
 
WASHINGTON REPORT

Cutbacks in Specialist GME Encouraged by New Budget Act

Michael Scott, Director
Governmental and Legal Affairs



In the May 1997 issue of the ASA NEWSLETTER, Alan W. Grogono, M.D., reported that for the first time in several years, the total number of physicians accepting anesthesiology PGY-1 and CA-1 residency positions increased over the prior year, as did the number of such positions made available by teaching hospitals with graduate medical education (GME) programs. Even so, however, the gap between availability and acceptance remains formidable: out of 994 positions, only half were filled, compared to a 75 percent acceptance rate just five years ago.

It now appears that the federal government is about to put a powerful incentive into place to improve the current ratio - not, however, by encouraging more medical graduates to match into the specialty of anesthesiology - but by encouraging teaching hospitals to cut back on nonprimary care residency programs, including anesthesiology programs. In essence, teaching hospitals will be paid not to train specialist physicians, much in the way American farmers have been paid to set aside acreage as a way to boost crop prices.

Genesis of the new federal subsidies is to be found in a Health Care Financing Administration (HCFA) demonstration project, which was announced last February, involving 41 New York City area teaching hospitals. Under the plan, participating institutions agreed to cut residency slots by 25 percent (20 percent for those participating in educational consortia) over five years; in exchange, HCFA agreed to pay the institutions a total of $400 million to cushion the loss of direct medical education grants otherwise payable.

The demonstration, which did not require congressional approval, nonetheless prompted considerable controversy at a time when the Republican leadership of the new Congress was just beginning to develop the framework for another effort at balanced budget legislation. According to the Washington Post, Ways and Means Committee Chair Bill Archer (R-TX) was particularly angered by a deal that in essence pre-empted the deliberations of his committee over GME funding. Senator Phil Gramm (R-TX), one of the Senate's leading fiscal conservatives, characterized the deal as "one of the stupidest proposals I have ever heard of in my life."

When the budget dust settled in August, however, the New York demonstration had been extended by law to all the nation's 1,000-plus teaching hospitals. Under the new law, if an individual hospital with 750 or more residencies reduces the total number of its residents over five years by 20 percent, while at the same time not reducing the proportion of its primary care residencies, it will be entitled to "hold harmless" payments from the federal government. Similar formulas apply to smaller individual hospitals, to two or more hospitals submitting a joint application, and to hospital consortia.

The government "hold harmless" payment in the first two years will equal just slightly less than the amount by which a hospital's entitlement to direct medical education (DME) and indirect medical education (IME) payments are reduced by virtue of the reduced number of residencies, and in the final three years, of 75 percent, 50 percent and 25 percent of that amount. Applications for participation in the program must be made by November 1, 1999.

Important to note is the fact that the "hold harmless" payments go to the hospital, not to the teaching faculty, which must still find ways to provide quality care to the hospital's population. Anecdotal reports reaching the ASA Washington Office indicate that, at least with respect to anesthesia care, cutbacks in the number of trainees, whether under the New York demonstration or under individual hospital initiatives elsewhere, have placed pressure on anesthesiology faculties to find trained replacement physicians and to generate income from which to adequately compensate those physicians, especially in major urban areas. As the new national subsidy program gets under way, it seems likely that this situation will replicate itself across the country.

Related Budget Provisions

In addition to creating a subsidy for the downsizing of specialist residency programs, the Budget Act also includes a number of provisions having direct or indirect impact on GME. First, the DME and IME payments currently contained in Medicare payments to managed care organizations will be phased out over a five-year period. Beginning next year, each hospital under the prospective payment system and maintaining a residency program will receive an IME payment for each discharge under a risk-sharing contract; at the same time, formula-based DME payments also will be made.

As expected, the new Budget Act progressively reduces IME payments from 7.7 percent for FY 1998 to 5.5 percent in FY 2001 and subsequent years for every 10-percent increase in a hospital's resident-to-bed ratio. The Act also caps, however, the allowed number of full-time equivalent residents at the pre-1997 level, as well as capping the ratio of residents-to-beds at the level in existence during the same cost-reporting period.



Practice Expense Exercise:
How Slippery Is the Slope?

In mid-August, HCFA announced the convening of so-called validation panels, the purpose of which would be to further consider the direct practice expense values assigned to some 350 reference codes included in its June 18 proposed rule - proposed values now rendered somewhat obsolete in view of Congress' decision to postpone the effectiveness of resource-based relative value units (RVUs) until January 1, 1999.

The panels, which are essentially comprised of practicing physicians, including the various carrier medical directors, will attempt to deal with various anomalies in HCFA's proposed values and, perhaps, will also react to comments on the proposed rule filed by the various specialties in mid-August. As of this writing, ASA had submitted the names of three anesthesiologists, all members of the ASA Committee on Economics, to serve on the two panels considering anesthesia and RVU-based codes performed by anesthesiologists.

HCFA is expected to issue a new proposed rule in the early fall, seeking comments on its plan (as yet undisclosed) for developing new practice expense data in response to the mandate of the Budget Act. Under the terms of the Act, HCFA must issue yet another proposed rule in the spring of 1998, setting forth proposed revised values yet again. Although the recent HCFA proposed rule projected the specialty for a 4.4-percent increase in reimbursement if the values published June 18 had gone into effect, it is not possible to conjecture what new conclusions HCFA may reach after further study.



Manuel E. Bonilla Joins ASA Washington Staff

Manuel E. Bonilla, a 1989 graduate of Washington and Lee University, Lexington, Virginia, has joined the ASA Washington Office as Federal Affairs Coordinator. He replaces Janée Bonner, who resigned the position in connection with the move of her family to Mobile, Alabama.

From 1990 to 1993, Manuel was an aide in the office of former Senator Robert Kasten (R-WI) and was then employed as a federal representative by the American Academy of Ophthalmology.

In his new position for ASA, Manuel will assist in the Society's federal legislative program and will also be responsible for the administration of ASAPAC, ASA's affiliated political action committee. The PAC's 1998 fiscal year began on October 1, 1997, and Manuel will be directing PAC solicitations at the ASA Annual Meeting in San Diego, along with members of the PAC Board and several ASA officers and directors.

 


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The views expressed herein are those of the authors and do not necessarily represent or reflect the views, policies or actions of the American Society of Anesthesiologists.

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