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ASA NEWSLETTER
 
 
May 1998
Volume 62
Number 5
 
WASHINGTON REPORT

Legislators Introduce Bills to Ban Change in Physician Supervision Rule

Michael Scott, Director
Governmental and Legal Affairs



ASA's focus on the nurse anesthetist supervision issue has been so intense over the past few weeks that we almost tend to forget that Congress is very much in session on other matters and that the Health Care Financing Administration's (HCFA's) broad regulatory activities continue apace.

Except for brief mention, therefore, I will leave a discussion of recent developments with respect to HCFA's proposal to eliminate its requirement for physician supervision of nurse anesthetists to the President's Updates and the ASA Web page postings. As of this writing, the most significant development was the introduction by Senator Lauch Faircloth (R-NC) and Representative David Weldon (R-FL) of the Safer Seniors Medical Care Act of 1998 in the Senate and House, respectively. These companion bills seek to prohibit HCFA from changing its supervision rule from what existed on December 31, 1997.

By the time this column appears, ASA members will have been asked to show their support for S. 1811 and H.R. 3629 by writing their Senators and Representatives. Also, ASA will have held a special "Legislative Day" on April 22 to focus that support on key legislators in both Houses of Congress. The Legislative Day will have been attended by about 75 ASA key contacts as well as 12 anesthesiologists who originally trained as nurse anesthetists, meeting with the leadership and members of those congressional committees concerned with the HCFA proposal.

The next major event in the process will be the annual ASA Legislative Conference, to be held at the J.W. Marriott Hotel from Monday to Wednesday, June 15-17. Component society presidents were contacted at the end of March and requested to provide lists of registrants; ASA members seeking to attend should contact their respective component presidents.

Congress Considers Budget, Managed Care Legislation

Beyond the nurse anesthesia issue, a host of other matters deserve our attention. I am indebted to Sharon McIlrath of the American Medical Association (AMA) in Washington, D.C., for the comprehensive summary of these matters she provided preceding the recent "Day in Washington" program for the ASA leadership. The balance of this column borrows liberally from her summary, providing yet another example of how AMA helps this specialty in a variety of ways here in Washington.

First, unlike most years, the President's Budget contained no new proposals to cut or limit physicians' fees under Medicare and indeed included proposed significant increases in the budgets of the National Institutes of Health and the Agency for Health Care Policy and Research. Lurking in the background, however, is last year's adoption of a new Sustainable Growth Rate (SGR) update formula for physician fees under Medicare. The SGR holds increases in spending on physician services to the annual percentage of increase in the gross domestic product (GDP). The new SGR formula has been projected to result in cuts in physicians' fees under Medicare totaling about 11 percent between now and 2002.

AMA has been arguing for an increase in the authorized growth rate from the currently legislated "GDP plus 0 percent increase" to GDP plus 2 percent. This argument is based on the fact that physician spending is already more tightly constrained than any other provider group and that some sort of additional allowance must exist to permit technological innovation. It is not expected, however, that Congress will review the issue in 1998, meaning that the debate will carry over to the 106th Congress.

One element of the Administration's current budget proposal does merit attention: the item which calls for some $850 million in savings through the application of Medicare user fees. About one-third of this amount would be achieved by assessing fees on physicians, such as a $100 Medicare initial enrollment and $25 re-enrollment fee every five years; a charge of $1 for each submitted paper claim; and an additional $1 charge for every duplicate or unprocessable claim. What this is really all about is an effort to shift a part of the cost of administering the Medicare program from enrollees and taxpayers to physicians. AMA has been little short of virulent in its criticism of this proposal, and it remains to be seen just how far the Administration will go in a year when it is claiming a budget surplus.

Beyond the budget decisions and the possibility of a tobacco settlement, the only health issue on which congressional action is seriously possible in 1998 is the question of whether restraints on managed care in the private sector should be enacted. This issue has been the subject of prior columns in 1998, and in a real sense, the ultimate outcome is no clearer today than it was a few months ago.

What is clear is that support for Congressman Charles Norwood's (R-GA) comprehensive bill, H.R. 1415, has substantially eroded and that if any legislation can gain passage, it must contain less ambitious restraints. ASA has been prominent in its unwillingness to support the Norwood bill, essentially because of a dangerously ambiguous nondiscrimination clause concerning participation in managed care networks. Instead ASA has supported efforts by the Patient Access to Specialty Care Coalition to gain introduction of a more modest proposal.

The Coalition's efforts were rewarded on March 25 when Congressmen David Weldon (R-FL) and Sherrod Brown (D-OH) introduced H.R. 3547, the Patient Choice and Access to Quality Health Care Act of 1998. The bill contains the fundamental principles supported by the Coalition, including access to necessary out-of-network care if the plan's network cannot provide such care; prohibition against financial incentives to deny care; description, in plain English, of the plan's features and performance; ready access to specialist care; right to a speedy appeal from denial of treatment; and prohibition against "gag clauses."

Introduction of the Weldon-Brown bill puts its sponsors and the bill's supporting organizations in a position to be "players" as the issue of managed care legislative restraints plays out in the weeks ahead. At this writing, both Republican and Democratic health leadership groups were planning to introduce their own proposals, but there is really no indication that a bill can be moved to the House floor, let alone passed, in the few legislative days that remain. Passage of a bill in the Senate is even more improbable, but if by chance the two houses should agree on legislation, even a modest bill may, as a political matter in an election year, draw a Presidential veto as not being tough enough.

HCFA Drafts Practice Expense Rule, Extends Deadlines

By the time this column appears, publication of the long-awaited HCFA proposed rule on allocation of practice expenses, due at the end of May, will be imminent. ASA does not anticipate major changes from the draft proposal issued by HCFA last year, which would have resulted in only modest changes to practice expenses for the specialty. It is entirely possible, however, that HCFA will offer two or three calculation methods and seek further public comment on the choices among them. What seems almost certain is that all proposed methods will result in substantial decreases in practice expenses attributable to surgical procedures over the four-year transition period which begins next January 1. A further report on the proposed rule will appear in next month's "Washington Report" column, assuming HCFA releases the rule on time.

Organized medicine won a significant victory in early March when HCFA agreed to a 60-day extension in the comment period on the "Stark II" self-referral regulations. The proposed regulations are exceedingly complex, but fortunately they appear to have little impact on anesthesiologists who rarely have the opportunity to engage in self-referral. In any event, it is anticipated that further statutory changes will be considered in the next Congress. Even Congressman Fortney "Pete" Stark (D-CA), original author of the self-referral legislation, has expressed concern about the scope of the regulations. Many Republicans in Congress would simply favor repeal of the statute.

Also recently extended by HCFA was the date for implementation of the so-called evaluation and management, or "E&M," documentation guidelines. The new date is July 1, and there is some likelihood that the date will be extended even further. HCFA was responding to the storm of complaints from physicians that the guidelines were too complex and detailed and would lead to absurd practice patterns if interpreted literally. Anesthesiologists engaged in a pain management practice would be particularly affected by the guidelines. ASA participated in a major AMA workshop on April 27 designed to make the guidelines easier to use through development of practice templates.



Legislative Conference to Be Held June 15-17

This year, ASA's annual Washington Legislative Conference will be held Monday through Wednesday, June 15-17, at the J.W. Marriott Hotel, Washington, D.C. As always, the program will include knowledgeable speakers from both the government and private sectors and will focus on legislative and regulatory issues of greatest interest to the specialty. One morning is reserved for congressional visits. Reservations may only be made through the individual component societies.



APSF Executive Committee Writes to HCFA

In addition to the individual letters submitted in recent months to Nancy-Ann Min DeParle, Administrator of the Health Care Financing Administration (HCFA), several prominent anesthesiology organizations also have written against HCFA's proposed rule change. Most notable is this letter from the Anesthesia Patient Safety Foundation (APSF), challenging the wisdom of eliminating physician supervision of nurse anesthetists from the perspective of patient safety. Since its incorporation in 1985, the APSF has functioned as an independent advocate and sponsor of practices and policies that are intended to assure that all patients experience a safe anesthetic.

Dear Ms. DeParle:

The Executive Committee of the Anesthesia Patient Safety Foundation (APSF) wishes to strongly express its collective opposition to the Health Care Financing Administration's (HCFA) proposed rule to eliminate physician supervision of nurse anesthetists. In 1992, HCFA publicly stated that "in consideration of the risks associated with anesthesia procedures, we believe it would not be appropriate to allow anesthesia administration by a nonphysician anesthetist unless under the supervision of either an anesthesiologist or the operating practitioner." This practice of supervising nonphysician anesthetists has evolved over many years directed toward optimizing patient safety. There are no data to judge the extent to which the current level of safety experienced by patients depends on this supervision.

A basic tenet of medicine is "first do no harm." Administration of anesthesia is a high risk activity. Prior to making any change in the existing supervision requirement, the burden of proof must be based on definitive evidence that this change is safe. No such evidence exists! If the proposed rule is enacted in the absence of evidence that the change in practice is safe, HCFA will have set a dangerous precedent by having shifted the burden of proof in the wrong direction.

Such a shift in the burden of proof was a key factor in the ill-fated decisions leading to the space shuttle Challenger disaster. Health care should learn from this catastrophe by demanding evidence that the safety of patients is preserved whenever substantive changes are introduced in systems with known risks of death and serious injury from medical interventions.

The Executive Committee of the APSF most strongly urges that HCFA not enact the proposed rule change.

Sincerely,

Robert K. Stoelting, M.D.
President
Robert A. Caplan, M.D.
Member at Large
Burton A. Dole, Jr.
Vice-President
Robert C. Black
Member at Large
David M. Gaba, M.D.
Secretary
Robert A. Caplan, M.D.
Member at Large
Casey D. Blitt, M.D.
Treasurer
 

 


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