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ASA NEWSLETTER
 
 
September 1999
Volume 63
Number 9
   
James Otis Elam, M.D.: Respiratory Researcher (1918-1995)

Robert P. Sands, Jr., M.D
.

Unfortunately, James Otis Elam, M.D., is a name that very few practicing anesthesiologists instantly recognize, but without this man's hard work and dedication to the profession, anesthesiology may not be where it is today. Elam contributed to the introduction of two landmark "improvements" to the field of anesthesiology and another to medicine in general.

Elam's training began at the University of Texas, where he earned his bachelor of arts in 1942. In 1945, he received his medical doctorate from Johns Hopkins School of Medicine. A rotating internship at the United States Naval Hospital in Bethesda, Maryland, from 1945 to 1946 was Elam's next stop where he realized that the field of medical physiology interested him the most. He pursued a surgical career, believing he would have more time to study physiology. Fortunately for the field of anesthesiology, he was wrong!

Realizing the error of his ways halfway through the second year of his surgical residency, he signed on with Massachusetts General Hospital as an assistant resident in anesthesiology because there were no residency spots available in mid-year. In July of 1949, he began his anesthesiology residency at the University of Iowa Hospital. The mornings were spent administering anesthetics in the operating rooms, while afternoons found Elam performing research in the biophysics lab.

Elam's enthusiasm for research was already firmly established. As time went on, this dedication to the research side of anesthesiology led some of his contemporaries to comment that he relegated patient care to a secondary role. His commitment to research also alienated colleagues because, at times, it came across as aloofness. He was always thinking about a new project and could be impatient while trying to solve a clinical problem, but these characteristics allowed him to push the envelope in anesthesiology, resulting in the carbon dioxide (CO2) absorption system and the Roswell Park ventilator.

The groundwork for the development of a system that could fully absorb CO2 was already laid by Adriani and Rovenstine in 1941. They had devised a system that could absorb CO2, but he had difficulty measuring the actual amount neutralized because the chemical titrations they utilized were prone to error. Elam believed that a device could be built to absorb CO2 during surgery, but first, a better understanding of CO2 homeostasis during anesthesia was necessary.

In 1951, Elam was on staff in the Department of Anesthesiology at Barnes Hospital in St. Louis, Missouri. As he was about to start his research into CO2 homeostasis, a new department chair was appointed who wanted all research in anesthesiology to be performed using animals, not humans. Elam realized this would not be feasible and moved to Buffalo's Roswell Park Memorial Institute along with his top two collaborators, Elwyn S. Brown, M.D., and Raymond H. Ten Pas, M.D.

Using a Liston-Becker CO2 analyzer, Elam's group was able to define three characteristics of CO2 absorption that we now take for granted. First, interstitial space within the CO2 canister should closely approximate tidal volume, and secondly, for CO2 absorption to be maximally efficient, soda lime should contain 20-25 percent water. Finally, channeling was described for the first time, where expired gas flowed directly through the canister bypassing any interaction with soda lime. The amount of channeling depended upon how tightly the soda lime granules were packed and could be minimized by placing baffles in the canister.

To obtain reproducible results during his soda lime research, Elam needed to construct a machine that could mimic human respiration. The first working model was large and unwieldy, not unlike the first computers. But, this first model was able to provide continuous data 24 hours a day for five years. Because the machine ran continuously, Elam and his colleagues were able to test multiple breathing circuits and CO2 canisters to ascertain the optimal design. This first model also was invaluable in calculating physiologic and anatomic dead space, and with minute adjustments, it could simulate different human respiratory patterns.

Elam postulated that if the machine could be "programmed" to breathe like a human being, it could be further modified to breathe for a human being. A prototype ventilator was constructed and dubbed the Roswell Park ventilator. Although it was not the first ventilator introduced onto the market, it was very versatile. It could work in either volume or pressure modes and could also cycle in positive-negative, positive-zero and positive pressure manners. The tests on human subjects validated the work done during soda lime research, that CO2 homeostasis was adequate with the Roswell Park ventilator. The ventilator then became known as the Air-Shields Ventimeter ventilator and is still in use in many parts of the country today, almost 50 years later.

The CO2 absorption system and ventilator have helped to make the practice of anesthesiology easier and safer, but Elam's contributions to the field of medicine transcend even that achievement. Elam was intimately involved in the process of bringing rescue breathing, or cardiopulmonary resuscitation (CPR) as it is known today, to the attention of the medical community and the general public.

Elam also had two powerful allies in this battle: Peter Safar, M.D., and Archer S. Gordon, M.D. Gordon initially did not support rescue breathing until he performed a study of his own using pediatric patients, reproducing Elam's results. Safar had also been working on the feasibility of rescue breathing, so they agreed that a concerted effort would be much more valuable than each working separately and possibly reproducing each others' work.

Prior to the 1950s, the accepted method of resuscitation was the chest-pressure and arm-lift technique that was shown to be ineffective by Safar and Elam. In 1954, Elam was the first to demonstrate experimentally that exhaled air ventilation was a sound technique. Elam and Safar (and later Gordon) performed many experiments demonstrating the superiority of the rescue breathing technique. The problem then became one of popularizing the method.

To do this, Elam enlisted the assistance of then New York State Health Commissioner, Herman Hilliboe. Hilliboe was impressed with the technique and commissioned Elam to write the instructional booklet titled "Rescue Breathing," which was distributed nationally in 1959. The success of the booklet spurred Elam to produce films demonstrating this new life-saving technique.

By 1960, rescue breathing had been adopted by the National Academy of Science, American Society of Anesthesiologists, Medical Society of the State of New York and the American Red Cross as the preferred method of resuscitation. For changing forever the face of emergency medicine, Elam was recognized by the United States Army with a Certificate of Achievement, and in 1962, the Medical Society of the state of New York presented him with its highest honor, the Albert O. Bernstein Award.

James Elam has left an indelible mark on the practice of anesthesiology and medicine with his scientific contributions. True to his legacy, he continued working to improve the field of anesthesiology until his untimely death on July 10, 1995. Detractors argue that his work was never original and that he only finished what others had begun. Even if this is partially true, it still requires an impressive amount of intelligence and perseverance to solve a problem that others could not. Elam always strived to provide the best and safest anesthetic for his patients. Because of his scientific commitment, the clinical practice of anesthesiology became significantly safer.


Robert P. Sands, Jr., M.D., is Clinical Assistant Professor, Department of Anesthesiology, State University of New York at Buffalo, and Attending Anesthesiologist, Roswell Park Cancer Institute, Buffalo, New York.

References:

  1. Adriani J, Rovenstine EA. Experimental studies on carbon dioxide absorption for anesthesia. Anesthesiology. 1941; 2:1.
  2. Sands RP, Bacon DR. An inventive mind: the career of James O. Elam, M.D. Anesthesiology. 1998; 88:1107.
  3. Flower RC. Rapid infrared gas analyzer. Rev Sci Instrum. 1949; 20:175.
  4. Luft K. Methode der registrieren gas analyse mit hilfe der absorption ultraroten Strahlen ohne spectrale Zerlegung. Z Tech Phys. 1943; 24:97.
  5. Brown ES. Factors affecting the performance of absorbents. Anesthesiology. 1959; 20:198.
  6. Brown ES, Bakamjian V, Seniff AM. Performance of absorbents: Effects of moisture. Anesthesiology. 1959; 20:613.
  7. Elam JO. Channeling and overpacking in carbon dioxide absorbers. Anesthesiology. 1958; 19:403.
  8. Elam JO, Brown ES, Janney CS. Ventilator. Anesthesiology. 1956; 17:504.
  9. Gordon AS, Frye CW, Gittelson L, Sadove MS, Beattie EJ. Mouth-to-mouth versus manual artificial respiration for children and adults. JAMA. 1958; 167:320.
  10. Safar P, Escarraga L, Elam JO. A comparison of the mouth-to-mouth and mouth-to-airway methods of artificial respiration with the chest-pressure arm-lift methods. N Engl J Med. 1958; 258:671.
  11. Safar P. Failure of manual respiration. J Appl Physiol. 1959; 14:84.
  12. Elam JO, Brown ES, Elder JD, Jr. Artificial respiration by mouth-to-mask method. A study of the respiratory gas exchange of paralyzed patients ventilated by operatorŐs exhaled air. N Engl J Med. 1954; 250:749.



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