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ASA NEWSLETTER
 
 
September 1999
Volume 63
Number 9
   
Practice Parameters: Some New; Others Under Development or Revision

James F. Arens, M.D., Chair
Committee on Practice Parameters


The process of developing rigorous and useful practice parameters continues at a strong pace, under the direction of the Committee on Practice Parameters.

Practice Parameters Recently Published

Two practice guidelines were approved by the ASA House of Delegates in 1998 and published in the spring of 1999. According to task force members, both guidelines have been very well-received by the practicing community.

Guidelines for Preoperative Fasting. Anesthesiology. 1999; 90:896-905.

Mark A. Warner, M.D., at the Mayo Clinic, Rochester, Minnesota, chaired the task force. These guidelines provide a succinct synthesis of available scientific evidence, with emphasis on a rational and cost-effective approach to management.

Guidelines for Obstetrical Anesthesia. Anesthesiology. 1999; 90:600-611

Joy L. Hawkins, M.D., of the University of Colorado Medical Center, Denver, Colorado, chaired the task force. These guidelines provide a rigorous and balanced analysis of current scientific literature and practitioner opinion.  

Suggested Revision of ASA Policy Statement on Practice Parameters

The Committee on Practice Parameters is recommending a minor revision of the ASA Policy Statement on Practice Parameters. As previously reported to the Board of Directors, the committee has determined that adequate scientific evidence is difficult to obtain for many aspects of clinical practice that might be considered appropriate topics for practice parameters. To meet the need for guidance in the absence of sufficient scientific evidence, the committee has developed a new type of practice parameter called a practice advisory.

Practice advisories are systematically developed reports that are intended to assist decision-making in areas of patient care where scientific evidence is insufficient. Advisories provide a synthesis and analysis of expert opinion, clinical feasibility data, open forum commentary and consensus surveys. Advisories are not intended as standards or guidelines. They may be adopted, modified or rejected according to clinical needs and constraints.

Practice parameters are developed to provide guidance or direction for the diagnosis, management and treatment of specific clinical problems. The term "practice parameter" may refer to Standards, Guidelines or Advisories.

Practice standards are rules or minimum requirements for clinical practice. They represent generally accepted principles for sound patient management. They may include statements of practice policy and protocol or specific recommendations for patient management. Standards evolve through a variety of processes that draw upon broad-based consensus and the consideration of scientific evidence. Standards may be modified under unusual circumstances, e.g., extreme emergencies, unavailability of equipment, etc.

Practice guidelines are systematically developed recommendations for patient care that describe a basic management strategy or a range of basic management strategies. Guideline recommendations are supported by analysis of the current literature and by a synthesis of expert opinion, open forum commentary, clinical feasibility data and consensus surveys. Guidelines are not intended as standards or absolute requirements. They may be adopted, modified or rejected according to clinical needs and constraints.

Variances from practice parameters may be acceptable based upon the judgment of the responsible anesthesiologist. Practice parameters are intended to promote beneficial or desirable outcomes but cannot guarantee any specific outcome. Practice parameters are subject to periodic revision as warranted by the evolution of medical knowledge, technology and practice.

The ASA Board of Directors and House of Delegates recommends subjects for practice parameters. Committees that develop practice parameters are not empowered to define interpretations for specific institutions, organizations or practices.

Members of the Society are responsible for interpreting and applying practice parameters in their own institutions and practices. The practice parameters developed by ASA are not intended as unique or exclusive indicators of appropriate care. An individual physician should be able to show that the care rendered, even if departing from the parameters in some respects, satisfies the physician's duty to the patient under all the facts and circumstances.

In addition to Standards, Guidelines and Advisories, the ASA House of Delegates has approved a number of documents variously titled Statements, Positions or Protocols. These documents represent opinions of the House on a variety of subjects, but have not necessarily been subjected to the same level of formal scientific review as Standards, Guidelines or Advisories. Variances from the opinions expressed in these documents may also be acceptable, based on sound judgment of the responsible anesthesiologist.

Practice Parameters Under Development

The new practice parameters are as follows:

Advisory on Patient Positioning: Dr. Warner chairs this task force. A practice advisory for Patient Positioning in Anesthesia will be ready for consideration by the House of Delegates in October 1999.
The Task Force on Patient Positioning has completed its draft and intentionally limited its scope to peripheral nerve injuries. However, ASA and Dr. Warner have been asked by several members to address the issue of perioperative blindness (ischemic optic neuropathy). Therefore, I have recommended that this task force develop a practice advisory on the subject of Perioperative Blindness. Dr. Warner feels this can be done in two meetings, one of which can be held in Dallas at the Annual Meeting.  

Advisory on Preanesthesia Evaluation: In response to continued interest from the ASA membership, the Task Force on Preoperative Testing has reconvened under the direction of L. Reuven Pasternak, M.D. Due to the lack of sufficient scientific evidence, the task force will develop a practice advisory rather than a practice parameter. The task force will endeavor to develop a document that recognizes the diversity of evaluation needs and capability in different practice settings and emphasizes the importance of individualized judgments. This advisory should be ready for consideration by the House of Delegates in October 2000.

Advisory on Recovery from Anesthesia: In response to the rapid growth in ambulatory and outpatient anesthesia, the committee has recommended a practice advisory on recovery from anesthesia. Jeffrey H. Silverstein, M.D., will chair this task force. The task force will hold its first meeting toward the end of 1999, and a completed product is anticipated in 2000 or 2001.

Advisory on Basic Expectations for Anesthesia Practice: The intent of this advisory is to articulate a set of fundamental and mutually compatible expectations about the practice of anesthesia as an individual or as part of an anesthesia care team. The advisory would focus on the basic or minimum expectations regarding such features of care as the preoperative evaluation, intraoperative conduct of anesthesia, medical direction ratios and postoperative care. This advisory would be highly dependent upon consensus formation and broad-based opinion surveys. The committee believes that this task force should be composed of senior-ranking members of ASA. Carl C. Hug, Jr., M.D., has agreed to serve as chair. Members of the committee who have volunteered to serve with Dr. Hug include David Glass, M.D., Michael A. Ashburn, M.D., and Dr. Silverstein. Dr. Silverstein wishes to serve as a consultant. Drs. Arens and Hug will develop a final list of task force members. This task force will convene in 2000

Parameters Undergoing Revision

Existing practice parameters are subject to periodic review and revision about once every five years. At the request of the committee, the Guidelines for Management of the Difficult Airway and the Guidelines for Pulmonary Artery Catheterization (both initially approved in 1992) are now undergoing review.

Robert A. Caplan, M.D., of the Virginia Mason Medical Center, Seattle, Washington, will chair the task force for the review of the Guidelines for Management of the Difficult Airway; Michael F. Roizen, M.D., of the University of Chicago, will chair the task force for review of the Guidelines for Pulmonary Artery Catheterization. Both task forces will perform a systematic re-evaluation of all guideline objectives, evidence and content. Specific emphasis will be placed on the examination of recent changes in knowledge, technology and patterns of practice.

An Open Forum on the proposed revisions for the Guidelines for Management of the Difficult Airway will be held on October 9, 1999, in Dallas from 2 to 5 p.m., at the Adam's Mark Hotel in conjunction with the ASA Annual Meeting (page 28). Revisions of both guidelines should be ready for consideration by the House of Delegates in October 2000.

A revision of the Guidelines for Sedation and Analgesia by Nonanesthesiologists will commence in 2000, and a revision of the three guidelines for pain management (Acute Pain Management, Cancer Pain Management, Chronic Pain Management) will be considered in 2001.  

Brief Update on Practice Parameter Development

A detailed description of the development process for practice parameters can be found in the 1997 committee's Annual Report. A few highlights are mentioned here.
A member of the committee closely monitors each practice parameter. Monitoring assures that parameters are appropriate in scope and purpose.

The extensive technical and analytic aspects of practice parameter development have been successfully consolidated into a single, efficient methodology unit. This unit is composed of two experienced health service analysts and a research librarian. These individuals utilize state-of-the-art techniques for literature searching, clinical surveys and scientific analysis of the available evidence. The extensive bibliography associated with practice parameter development is now continuously stored and updated in CD format. The activities of the methodology unit are directly supervised by a member of the committee, Dr. Caplan. The cost of parameter development remains low compared to that of other specialties, primarily due to the policy of voluntary (uncompensated) participation by task force members and the efficiencies of the methodology unit.

Of special note, the process of developing practice parameters creates an extensive and valuable repository of information for the ASA membership. A technique for archiving this information on CD-ROM has recently been developed and successfully deployed. This technology also includes a "search engine" that facilitates the recovery of specific data.

Approved parameters are published in Anesthesiology and reprints are available from the ASA Executive Office. Practice parameters are also available for inspection and downloading at the ASA Web site.

The Committee on Practice Parameters gratefully acknowledges the valuable contributions of task force chairs, task force members, consultants and other members of ASA who have participated in the development of evidence-based guidelines. The committee welcomes suggestions for new parameter topics and for ways to improve the development process.


James F. Arens, M.D., is Vice President for Clinical Affairs, Chief Executive Officer and Professor of Anesthesiology at the University of Texas Medical Branch, Galveston, Texas. He served as ASA President in 1989.



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