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ASA NEWSLETTER
 
 
December 2002
Volume 66
Number 12

Ventilations


Mark J. Lema, M.D.

Mark J. Lema, M.D., Ph.D. Editor




Aliens Among Us


An interesting byproduct of the medical liability tort crisis is the emergence of the expert witness physician. For some anesthesiologists, this endeavor has become a full-time profession. Expert witnesses fall into three categories: defense work only, prosecuting work only and the “switch-hitter.” With the average payout for malpractice claims approaching $3.5 million, this after-hours’ activity can be quite lucrative.

Defense work has, for many years, been the avocation of academic anesthesiologists. It is a wonderful win-win arrangement: A beneficial service is provided to fellow colleagues; a successful defense helps to keep insurance rates low; and valuable knowledge or a practical lesson is learned by vicariously retracing a colleague’s actions through a bad outcome.

In recent years, a different breed of medical expert has metamorphosed —the plaintiff’s expert witness. These individuals review cases for the prosecutor and against one’s colleagues for the purpose of demonstrating that malpractice has occurred.

As a rule, defense work is good, and plaintiff’s work is bad. However, defending a bad physician’s actions so that he or she can injure again has questionable ethics. Conversely, helping to “pull” the license on a repeatedly harmful (lethal) physician contributes to the public’s well-being. There is a problem, however, when one crosses the line to merely utter what the prosecutor needs to have stated so as to win the case.

Recently the American Association of Neurological Surgeons (AANS) established guidelines for ethical testimony of its members for or against its members.1 They have established a grievance system to maintain high ethical standards. A member believing that another member has acted outside of ethical boundaries can present his or her findings to the Professional Conduct Committee. If found guilty, the accused member may be censured, have society membership suspended or be expelled from AANS. There are specific guidelines for expert witnesses to act impartially and prudently. More importantly, library transcripts of expert testimony are available to AANS members and their counsel to determine if an opposing expert witness has testified consistently in previous litigation.

The AANS program has been successfully implemented and its actions defended in the courts.2 As a result, the program has promoted the integrity of expert testimony on both sides of liability cases. The American Medical Association has endorsed the AANS professional conduct program.

An ASA ad hoc committee on expert testimony recently submitted its report to the House of Delegates (428.1) with five recommendations that call for:
1. A peer-review mechanism to be established within the Committee on Professional Liability;

2. Public disclosure of expert witness activity to be mandated for ASA officers and potential officers;

3. A prohibition on printing or advertising one’s expert witness activity using ASA membership or officer status as an advantage;

4. Allowing ASA officers to serve as expert witnesses since they overwhelmingly defend standards of care to the benefit of the Society’s members;

5. Membership in the ASA should be contingent on adherence to ASA standards and guidelines but is not easily enforceable.
When a physician joins a professional society, he or she believes that all members have similar goals for anesthetic care, patient safety, equitable reimbursement, technological advancement, etc. If another member uses the opportunities afforded to him or her by that profession for unscrupulous financial gain, a mechanism must then be in place to remove that member. ASA officers have taken the step to ensure that members who are expert witnesses should be informed, objective and medically rational. We need to adopt this program now even if it means assessing the members’ dues to launch it. We all need it as our security blanket against being bushwhacked by “members of the third kind.”

– M.J.L.
References:

1. Pelton RM. Professing professional conduct. AANS Bulletin. Spring 2002:7-13.

2. Donald C. Austin MD v. American Association of Neurological Surgeons, 253 F.3d 967, 972-3 (7th Cir. 2001).l



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The views expressed herein are those of the authors and do not necessarily represent or reflect the views, policies or actions of the American Society of Anesthesiologists.

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