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ASA NEWSLETTER
 
 
May 2005
Volume 69
Number 5

Practice Management


Locked Anesthesia Carts: CMS Proposes to Change the Rule (At Last!)


Karin Bierstein, J.D., M.P.H.
Assistant Director of Governmental Affairs (Regulatory)


nesthesiologists and hospitals are about to be released from the burden of ensuring that medications are locked up in between cases in the operating room.

On March 25, 2005, CMS announced in the Federal Register that it proposed to change the regulation that surveyors have been interpreting as requiring anesthesia carts to be either locked or under constant surveillance at all times, in the operating suite or elsewhere.

Hospital Conditions of Participation — Pharmaceutical Services
42 C.F.R. § 482.25(3)(b)(2)


Current regulation

Drugs and biologicals shall be kept in a locked storage area.

Proposed regulation

(i) All drugs and biologicals must be kept in a secure area, and locked when appropriate.

(ii) Drugs listed in Schedules II, III, IV, and V of the Comprehensive Drug Abuse Prevention and Control Act
of 1970 must be kept locked within a secure area.

(iii) Only authorized personnel may have access to locked areas.


Thus we enter the final phase of the campaign to persuade CMS to conform its policy to our own. In October 2003, the ASA Executive Committee considered the threat to patient safety if such drugs as epinephrine were inaccessible at critical moments. This threat came from a growing number of hospital surveyors — and mock surveyors — applying a narrow interpretation of the regulation. The Executive Committee approved a Position Statement titled “Security of Medications in the Operating Room” <www.ASAhq.org/Washington/LockedCartPolicyFinalOct2003.pdf> that was consistent with the policy adopted by the Joint Commission on Accreditation of Healthcare Organizations (JCAHO).

According to the ASA Position Statement, “Because the operating room is a limited-access secure location, it is safe practice for anesthesia professionals to leave non-controlled medications on the top of their anesthesia carts or anesthesia machines for brief periods (e.g., while going to a nearby holding area to bring a patient into the operating room).” The Statement also recommends that access to the O.R. suite be strictly limited to authorized persons. It reflects an explicit choice in balancing the need to prevent tampering or diversion of medications against the possibility that an anesthesiologist transporting a patient to the recovery area may need immediate access to drugs required for emergency patient care and that locking up such drugs could constitute a threat to life.

CMS cited our Position Statement in coming to its conclusion that:

Non-controlled drugs, however, do not necessarily need to be locked. … A medication is considered secure if unauthorized persons are prevented from obtaining access. Medications … left in an unlocked drawer in a patient waiting area or patient examination room would not be considered secure. However, if medications are kept in a private office, or other area where patients and visitors are not allowed without the supervision or presence of a health care professional (for example, a procedure room), they are considered secure, even if not locked. Areas restricted to authorized personnel only would generally be considered “secure” areas. If medication security becomes a problem, the hospital is expected to evaluate its current medication control policies and procedures, and implement the necessary systems and processes to ensure that the problem is corrected and that patient health and safety are maintained.

This discussion in the Federal Register notice confirms the persuasive nature of the information given to CMS staff in a February 2004 visit to Baltimore by then President-Elect Eugene P. Sinclair, M.D., then First Vice-President Orin F. Guidry, M.D., and Section on Professional Standards Chair Jerry A. Cohen, M.D. For a description of that visit, please see the April 2004 ASA NEWSLETTER. Although we have waited longer than expected for the change to be announced, CMS’ decision to issue a new regulation and not just to rewrite the Interpretive Guidelines for its surveyors will better protect the new governmental policy.

Note that CMS has published a notice of a proposal only. The Agency will receive public comments through May 24, 2005. ASA will file an official comment letter, and we strongly encourage ASA members individually to write to CMS in support of the change. It is quite possible that certain equipment manufacturers that have invested in marketing locking devices for anesthesia carts will oppose the change. Instructions for filing comments — on the liberalization of the rules on who may sign the postanesthesia follow-up report described in the March 2005 issue of the NEWSLETTER as well as on the locked carts matter — are in the Federal Register notice that may be downloaded from the address listed under Source Materials. Please send a copy of your letter to <k.bierstein@asawash.org>.

We would also recommend that you give your hospital administration a copy of the CMS Press Release and/or of the Federal Register Notice if there are any concerns about CMS or JCAHO requirements regarding medication security.

Source Materials:

• Medicare and Medicaid Programs; Hospital Conditions of Participation: Requirements for History and Physical Examinations; Authentication of Verbal Orders; Securing Medications; and Postanesthesia Evaluations, 70 Fed. Reg. 57 (March 25, 2005), 15266-15274. <http://www.asahq.org/Washington/NPRMLockedcartsMar05.pdf>.

• Robeznieks A. Adding performance data to EMRs shows payoff. AM News. December 27, 2004. <www.ama-assn.org/amednews/2004/12/27/prse1227.htm>.

• ASA Position Statement on Security of Medications in the Operating Room <www.ASAhq.org/Washington/LockedCartPolicyFinalOct2003.pdf>.

• Bierstein K. Locked Anesthesia Carts: ASA Leaders Pay A Visit to CMS. ASA Newsl. 2004; 68(4):22. <www.ASAhq.org/Newsletters/2004/04_04/pracMgmt04_04.html>.




ASA Information Technology Expert Becomes a Resource to CMS

eith Ruskin, M.D., Chair of the ASA Committee on Electronic Media and Information Technology, is the author of a report on the interoperability of electronic health records that CMS has asked him to make available so that its staff will have access to “the best thinking about health information technology.” ASA is pleased to place Dr. Ruskin’s report on our Web site at <http://www.asahq.org/news/NHINRFIResponse.pdf> for the benefit of members as well as CMS.

This exchange resulted from a “Request for Information” published in the Federal Register by CMS in November 2004. Dr. Ruskin, who also serves on the American National Standards Institute subcommittee that develops the standards for electronic claims processing mandated by the Health Insurance Portability and Accountability Act, was an obvious choice to provide expert advice from an anesthesiology point of view.

The value of electronic health records in increasing patient safety is evident. In a 60-cardiologist practice in the Midwest, for example, the physician director of medical informatics has shown that integrating performance measures developed by the Physician Consortium for Performance Improvement into his practice improved patient care and saved money by avoiding hospitalizations. Specifically, after one year of integrating the consortium’s coronary artery disease measures into its practice, the cardiology group was able to report 78 fewer deaths among its 2,368 patients — 158 fewer heart attacks, 38 fewer strokes and $3 million to $5 million saved in hospitalizations, compared with results for similar patients in published studies.

Many anesthesiologists and other physicians are concerned with the costs of implementing and using electronic medical records and with potential additional documentation burdens. The money saved by avoiding hospitalizations may not directly benefit physicians, unless perhaps they are part of a health system. The Physician Consortium (on which Ronald F. Gabel, M.D., represents ASA) is well aware of the need to make performance data entry automatic, i.e., a “byproduct of care” that will allow doctors to become “information analyzers” rather than data collectors.


MGMA Cost Survey for Anesthesia Practices: Deadline Extended

he deadline to participate in the Medical Group Management Association (MGMA) Cost Survey for Anesthesia and Pain Management Practices: 2005 Questionnaire Based on 2004 Data has been extended until Monday, June 27. This survey provides unique and extensive revenue, cost and production data for our specialty.

Complete the survey and receive a valuable ASA Member Benefits:

• A free copy of the MGMA 2005 Cost Survey for Anesthesia Practices Report (for organizations with an ASA member only).

• A custom ranking report to see your data side-by-side to those of your peers.

• A discount on the CD version of the MGMA 2005 Cost Survey Report (for organizations with an ASA member only).

Additionally, as explained in the April “Practice Management” column, ASA members may purchase the 2004 Cost Survey for Anesthesia Practices Report at the special discount rate of $305 instead of $465. To order, contact MGMA at (877) 275-6462 or download the order form at <www.ASAhq.org/Washington/MGMA-ASA
CostSurveyForm.pdf>
.

To participate:  You may download a booklet to complete the survey on paper from <www.ASAhq.org/pmhomepage.htm/MGMA-ASA Cost Survey Form.pdf>.  Please ask your practice administrator to fill in the form and mail it directly to MGMA.  Alternatively you or your administrator may complete the form online at <www.mgma.com/surveys>. (Be sure to select the 2005 Cost Survey and to look for the anesthesia addendum after you finish the all-physician questions.)  You have the option of saving the file to your own computer either before entering the information or saving it after you enter the data online.  Either way, please e-mail the completed survey as an attachment to <surveys@mgma.com>. All submitted data will be kept confidential.

Your participation truly matters. Your fellow anesthesiologists will thank you.




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