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November 2006
Volume 70
Number 11

Committee Proposes Documents to Spotlight and Explain
Anesthesiologists’ Role in Improved Patient Safety

Jerry A. Cohen, M.D.
Committee on Patient Safety and Risk Management.



The following two articles by Dr. Cohen are meant to give the anesthesiology community a glimpse at how the Committee on Patient Safety and Risk Management intends to help educate the public about anesthesiology’s important role in patient safety. This committee will be working with ASA’s Committee on Communications to develop such documents and distribute them to appropriate target audiences.


What Does the Anesthesiologist Do During the Operation?

he role of the anesthesiologist is to provide comprehensive medical care to the patient undergoing surgical and diagnostic procedures. Anesthesiologists also manage the patient’s medical care throughout the period of their recovery from anesthesia, including postoperative intensive care when needed. Sometimes anesthesiologists manage anesthesia directly and sometimes they medically direct anesthesiologist assistants or nurse anesthetists. Regardless, the anesthesiologist is responsible for the overall care of the patient throughout the anesthetic.

Before the operation can begin, the anesthesiologist evaluates the patient’s medical history and performs a physical examination that focuses on the medical needs of the patient. This examination concentrates on the organ systems that are challenged during operations. The aim of this preoperative evaluation is to discover risk factors that must be taken into account. These risk factors include allergies, chronic lung disease, heart disease, diabetes, thyroid disease, problems related to obesity, difficult access to the circulation or airway, and inherited traits that might cause problems such as malignant hyperthermia or increased sensitivity to muscle relaxants. Because of the variety of disorders that can have an impact on the safety of anesthesia, it is important for the patient to provide the anesthesiologist with an accurate report of allergies, past hospitalizations, surgical procedures, family-related problems with anesthesia, diagnostic tests, medications being taken and any concerns that may have been raised regarding previous anesthetics.

The preoperative evaluation also provides the anesthesiologist with the opportunity to let the patient know what to expect and to review the risks and benefits of available treatment options. This conversation is known as “informed consent.” It is an opportunity to discuss what the likely challenges will be and how they will be addressed. Informed consent for anesthesia can only be obtained by a person who is trained to provide anesthesia. It is not the form that is signed acknowledging that consent has been given.

After the preoperative evaluation is complete, the patient is taken to the operating room and placed on the operating table. The anesthesiologist then attaches several devices to monitor the patient’s physical well-being, including electrocardiogram, blood pressure cuff and blood oxygen saturation probe. Occasionally, for some heart operations or those where the regulation of blood pressure can be a problem, the anesthesiologist will insert a plastic vascular catheter into an artery in the wrist. This will be used to monitor blood pressure continuously and provide a source for obtaining blood for laboratory tests. During or shortly after placing the monitors, the patient will be asked to breathe 100-percent oxygen for several minutes. The exhaled gas will be analyzed to determine adequate ventilation, as indicated by the exhaled carbon dioxide level, and to carefully measure and control the level of inhaled oxygen and anesthetics. The exhaled gas will be measured throughout the operation. A monitoring device is often placed on the forehead to aid in evaluating the level of anesthesia during the operation.

When all of the monitors are in place, the anesthesiologist will check vital signs and then induce anesthesia, usually by injecting sodium pentothal or propofol intravenously. At this point, patients lose consciousness and usually stop breathing on their own. The anesthesiologist will then ventilate the patient using a facemask attached to a ventilation bag on the anesthesia machine. After giving a muscle relaxant to facilitate the examination of the oral airway and larynx, the anesthesiologist uses a laryngoscope to see the larynx and place an endotracheal tube through which the patient will be ventilated during the operation. The end of this tube, about the diameter of the pinky finger, sits in the upper trachea and has a balloon cuff surrounding it. The cuff is inflated to prevent anything that enters the mouth, such as acid from the stomach, from entering the lungs. If the anesthesiologist anticipates that placing the endotracheal tube may be difficult or if it proves unexpectedly difficult, this tube may be placed under anesthesia or sedation using special techniques. These techniques include bronchoscopy and laryngoscopy with devices specially designed to help facilitate intubation of the difficult airway.

Before surgery begins, other invasive monitors may be inserted to continuously measure blood pressure and cardiac performance during the operation. For example, during liver and heart surgery as well as other major operations, the anesthesiologist may place a large catheter into the internal jugular or subclavian vein. Another catheter can be placed through this large-bore catheter and passed through the chambers of the right heart into the pulmonary artery to measure its pressure as well as cardiac output. These measurements are useful in optimizing cardiac performance and intravenous fluid management. Occasionally the anesthesiologist may need to evaluate cardiac function by examining the heart using a cardiac ultrasound probe. This probe is inserted into the esophagus and produces a picture of the beating heart and its valves.

During the operation, the anesthesiologist gives a variety of drugs to maintain anesthesia and preserve stable cardiac and lung function. Sometimes this involves the use of a variety of drugs and fluids, especially when the operation is associated with major interruption of blood flow or with blood loss. If blood loss is substantial, the anesthesiologist will replace the lost blood and other blood components in order to normalize the ability of the blood to coagulate. These components may include fresh, frozen plasma, platelets and other clotting factors. During some procedures, such as vascular or open-heart operations, anticoagulants may be needed to suspend coagulation. In this case, the anesthesiologist will administer and control the level of anticoagulants and later neutralize them when they are no longer needed. Low body temperature has been shown to interfere with normal coagulation, healing and recovery from anesthesia. Therefore temperature is maintained in a normal range by warming fluids and using warm forced-air devices.

After the operation is complete, if it is possible for the patient to breathe without assistance, the anesthesiologist will reverse the effects of muscle relaxants and anesthetics and remove the endotracheal tube. If the patient requires continued ventilatory support, the anesthesiologist will leave the tube in. In either event, depending on the intensity of the postoperative care required, the anesthesiologist transports the patient to either the postoperative care unit or to an intensive care unit. During this recovery period, the anesthesiologist administers drugs to relieve pain, control blood pressure and stabilize organ function.

In essence the anesthesiologist provides continuous medical care before, during and after operations to permit the surgeon to make sometimes quite challenging anatomical changes that could otherwise cause substantial threats to the patient’s survival. Constant research and attention to safety has led to a 10-fold reduction in anesthesia-related deaths over the past few decades, despite the increase in more challenging operations and in the number of older and sicker patients.



How Do Anesthesiologists Track and Correct Problems With the Quality of Patient Care?

major part of the practice on anesthesiology involves anesthesiologists tracking and correcting problems during each anesthetic. Adding up all of the problems that occur in each anesthetic and making sense of all of this information is essential to making improvements in the quality and safety of all anesthetics.

Over the past several decades, the improvements in care provided by anesthesiologists have resulted in an extraordinary decrease in complications and death associated with anesthesia. This has occurred due to improvements in the techniques and drugs available and to a careful, ongoing evaluation and correction of problems associated with anesthetics. ASA and the Anesthesia Patient Safety Foundation (APSF) have been leaders in promoting and improving safe practices and better methods of monitoring patient well-being.

One way that safety has been improved by these organizations is by establishing consistent high standards of practice and guidelines to practice that are based on the best science available. Other improvements have resulted from the analysis of reports of problems and “near misses” from operating rooms around the country. This type of central reporting is important in providing an early warning about problems that might occur too infrequently for individual organizations to detect them. Such evaluations lead to changes in practice as do the development of better ways to measure how well patients are doing during operations. For example, 20 years ago, anesthesiologists began to use devices that continuously measure oxygen levels in the blood. As a result, dangerous decreases in oxygen level are detected rapidly and can be corrected quickly. This has greatly reduced the occurrence of brain damage due to lack of oxygen.

Evaluation of each anesthetic given helps to discover problems. When the results are compared between individuals and institutions, important but infrequent problems are recognized. Actions taken to reduce them improves safety. Much of the theory of how to measure and improve safety and quality comes from a variety of sources, including industry, agriculture and statistics. Theories on safety and quality are very dependent on the work of W. Edwards Deming, the individual most responsible for the development of the concept of continuous quality improvement. The ways that hospitals and individual departments of anesthesiology measure quality and outcomes are based primarily on methods promoted by ASA and the Joint Commission on Accreditation of Healthcare Organizations. Many governmental regulations also are intended to improve safety. When organizations pool their data, they are more likely to recognize previously unknown threats. When this happens, they are better able to work together to plan for ways to improve safety. Some issues that limit effective pooling of data include concerns for privacy, liability and the need for agreement on how to best collect and analyze the information efficiently.

Regardless of the health care organization, some methods of evaluating and correcting problems have become common. Every time a patient is anesthetized, problems associated with the anesthetic are recorded, usually on a quality report form. The kinds of problems that are reported include difficulty managing ventilation, blood pressure problems, equipment malfunctions and other unexpected difficulties or inefficiencies. The number of possible problems tracked on quality report forms varies from a dozen or so to several dozen. The data on these forms are usually transferred to a computer database. From this database, one can analyze the problems, the types of patients having them, the locations in which they occurred, the types of operations during which they occurred, the physicians and nurses involved and the way in which each of these relates to one another. By analyzing trends and the causes of the problems, solutions are developed to reduce their occurrence. Such solutions may involve purchasing new or better equipment, changing medical practices or improving the training of members of the operating room team.

Anesthesiologists have been leaders in the field of safety and quality improvement. Research done by anesthesiologists in improving outcomes has become a model for patient safety.

   

Jerry A. Cohen, M.D., is Associate Professor of Anesthesiology, Department of Anesthesiology, University of Florida, Gainesville, Florida. He is the ASA Director from Florida and Chair of the ASA Section on Professional Standards.

 


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FEATURES

Educating Our Patients: Spotlight on Safety

  • Forget Nostalgia! Anesthetize Me in 2006

  • Committee Proposes Documents to Spotlight and Explain Anesthesiologists’ Role in Improved Patient Safety

    What Does the Anesthesiologist Do
    During the Operation?

    How Do Anesthesiologists Track and Correct Problems With the Quality of Patient Care?


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The views expressed herein are those of the authors and do not necessarily represent or reflect the views, policies or actions of the American Society of Anesthesiologists.

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